NWAM LLC’s Invesco Preferred ETF PGX Stock Holding History

NWAM LLC’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-78,932	Closed	-$1.19M	–	304
2016 Q3	$1.19M	Sell	78,932 -3,263	-4%	-$49.9K	0.09%	63
2016 Q2	$1.25M	Sell	82,195 -826	-1%	-$12.4K	0.49%	49
2016 Q1	$1.24M	Sell	83,021 -2,306	-3%	-$34K	0.49%	50
2015 Q4	$1.28M	Buy	+85,327	New	+$1.26M	0.52%	48
2015 Q3	–	Sell	-84,000	Closed	-$1.22M	–	216
2015 Q2	$1.22M	Sell	84,000 -20	-0%	-$294	0.51%	46
2015 Q1	$1.25M	Buy	84,020 +994	+1%	+$14.7K	0.54%	44
2014 Q4	$1.22M	Sell	83,026 -3,184	-4%	-$46.4K	0.53%	49
2014 Q3	$1.25M	Buy	86,210 +1,005	+1%	+$14.6K	0.44%	62
2014 Q2	$1.25M	Sell	85,205 -2,183	-2%	-$31.5K	0.39%	71
2014 Q1	$1.25M	Sell	87,388 -18,003	-17%	-$251K	0.43%	63
2013 Q4	$1.42M	Sell	105,391 -2,443	-2%	-$33.3K	0.75%	50
2013 Q3	$1.48M	Buy	107,834 +4,383	+4%	+$60.8K	0.72%	49
2013 Q2	$1.48M	Buy	+103,451	New	+$1.52M	0.75%	49

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

NWAM LLC's PGX Position: Q4 2016 in Review

NWAM LLC sold out of Invesco Preferred ETF (PGX) in Q4 2016, closing a stake of 78,932 shares — an estimated $1.19M sold.

NWAM LLC first reported a position in PGX in Q2 2013 and held it in 13 quarters. The position peaked at $1.48M in Q3 2013. 232 funds tracked by Wall St. Rank hold PGX as of Q4 2016.

NWAM LLC reported no remaining Invesco Preferred ETF position as of Q4 2016 after selling out during the quarter.
NWAM LLC sold 78,932 Invesco Preferred ETF shares in Q4 2016, an estimated $1.19M.
NWAM LLC first reported a position in Invesco Preferred ETF in Q2 2013 and held it in 13 quarters.
NWAM LLC's Invesco Preferred ETF position peaked at $1.48M in Q3 2013.
232 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q4 2016.

Based on NWAM LLC's 13F filing for Q4 2016, filed 2 Feb 2017.