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Invesco Preferred ETF

153 hedge funds and large institutions have $870M invested in Invesco Preferred ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 67 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

60% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 42

9% more capital invested

Capital invested by funds: $799M → $870M (+$71.5M)

3% more funds holding

Funds holding: 148153 (+5)

1.61% more ownership

Funds ownership: 34.39%36.01% (+1.6%)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $474K

Holders
153
Holders Change
+5
Holders Change %
+3.38%
% of All Funds
4.44%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.17%
New
16
Increased
67
Reduced
42
Closed
10
Calls
Puts
$474K
Net Calls
-$474K
Net Calls Change
-$244K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$156M +$32.2M +2,218,506 +26%
Bank of America
2
Bank of America
North Carolina
$116M -$7.3M -503,029 -6%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$68.4M -$8.03M -553,729 -10%
Morgan Stanley
4
Morgan Stanley
New York
$67.5M +$10.8M +742,796 +19%
Invesco
5
Invesco
Georgia
$48.5M -$2.17M -149,617 -4%
CC
6
Curian Capital
Colorado
$46.3M +$516K +35,568 +1%
HNB
7
Huntington National Bank
Ohio
$32.5M
BTS
8
BB&T Securities
Virginia
$26.3M +$2.33M +160,846 +765%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$25.9M -$8.11M -559,154 -24%
MAA
10
Managed Account Advisors
New Jersey
$19.8M +$9.21M +634,950 +86%
Creative Planning
11
Creative Planning
Kansas
$16.4M +$316K +21,752 +2%
PFG
12
Piershale Financial Group
Illinois
$14.8M +$14.9M +1,026,246 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$14.3M +$6.85M +472,291 +91%
GC
14
Guggenheim Capital
Illinois
$14.3M +$1.99M +136,880 +16%
U
15
UBS
Switzerland
$13.9M +$51.6K +3,555 +0.4%
LPL Financial
16
LPL Financial
California
$13.2M +$400K +27,551 +3%
CS
17
Credit Suisse
Switzerland
$9.38M -$10.2K -701 -0.1%
BMM
18
Buffington Mohr McNeal
Idaho
$8.05M -$106K -7,308 -1%
FNBTCON
19
First National Bank & Trust Co of Newtown
Pennsylvania
$7.48M +$109K +7,515 +1%
Ameriprise
20
Ameriprise
Minnesota
$7.44M +$1.22M +83,980 +20%
CIA
21
Capital Investment Advisors
Georgia
$6.88M +$2.54M +174,885 +58%
LPT
22
Legacy Private Trust
Wisconsin
$6.5M +$1.61M +111,090 +33%
NFG
23
Noven Financial Group
Colorado
$5.83M +$396K +27,266 +7%
VFS
24
VSR Financial Services
Kansas
$5.67M +$4.44M +306,211 +357%
Prudential Financial
25
Prudential Financial
New Jersey
$5.55M +$5.57M +383,876 New

PGX Hedge Fund Activity: Q3 2014 in Review

153 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco Preferred ETF (PGX) for Q3 2014, worth a combined $870M — up 9% from $799M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PGX positions and 10 closed out — a net gain of 6 holders — while 67 added to existing stakes and 42 trimmed.

The largest buyer was Wells Fargo, adding an estimated $32.2M. The largest seller was Weatherstone Capital Management, exiting entirely with an estimated $11.3M sold.

  • 153 institutional investors held Invesco Preferred ETF (PGX) as of Q3 2014, up from 148 in Q2 2014.
  • Funds reported $870M of Invesco Preferred ETF stock for Q3 2014, up 9% quarter-over-quarter.
  • 16 funds opened new Invesco Preferred ETF positions in Q3 2014 and 10 closed out, a net change of +6 holders.
  • The largest Invesco Preferred ETF buyer in Q3 2014 was Wells Fargo, an estimated $32.2M added.
  • The largest Invesco Preferred ETF seller in Q3 2014 was Weatherstone Capital Management, an estimated $11.3M sold.

Based on aggregated 13F filings for Q3 2014.