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Invesco Preferred ETF

136 hedge funds and large institutions have $712M invested in Invesco Preferred ETF in 2013 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 31 increasing their positions, 61 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

5% more funds holding

Funds holding: 129136 (+7)

1.9% less ownership

Funds ownership: 35.81%33.9% (-1.9%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

13% less capital invested

Capital invested by funds: $821M → $712M (-$109M)

49% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 61

Holders
136
Holders Change
+7
Holders Change %
+5.43%
% of All Funds
3.95%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
29
Increased
31
Reduced
61
Closed
20
Calls
$923K
Puts
Net Calls
+$923K
Net Calls Change
+$923K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$108M -$11M -805,717 -9%
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$90.8M -$16.8M -1,231,098 -15%
CC
3
Curian Capital
Colorado
$73.5M -$40.1M -2,939,062 -35%
Invesco
4
Invesco
Georgia
$63.3M +$11.3M +828,573 +21%
Wells Fargo
5
Wells Fargo
California
$60M -$2.83M -207,214 -4%
Morgan Stanley
6
Morgan Stanley
New York
$51M -$7.48M -548,927 -13%
HNB
7
Huntington National Bank
Ohio
$34M
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$26.2M +$473K +34,670 +2%
Creative Planning
9
Creative Planning
Kansas
$15.4M -$3.67M -269,436 -19%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$13M +$703K +51,566 +6%
LPL Financial
11
LPL Financial
California
$12.5M -$2.04M -149,776 -14%
U
12
UBS
Switzerland
$9.98M -$5.73M -420,310 -36%
CS
13
Credit Suisse
Switzerland
$9.07M -$165K -12,113 -2%
GC
14
Guggenheim Capital
Illinois
$7.69M +$1.05M +77,106 +16%
BMM
15
Buffington Mohr McNeal
Idaho
$7.61M -$292K -21,435 -4%
CIA
16
Capital Investment Advisors
Georgia
$6.66M +$6.75M +495,149 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$6.57M +$260K +19,086 +4%
FNBTCON
18
First National Bank & Trust Co of Newtown
Pennsylvania
$6.45M +$136K +9,940 +2%
DFG
19
Delphi Financial Group
Delaware
$4.97M +$5.04M +370,000 New
Ameriprise
20
Ameriprise
Minnesota
$4.83M +$379K +27,787 +8%
CCM
21
Compton Capital Management
Rhode Island
$4.8M -$1.44M -105,850 -23%
CCM
22
Covington Capital Management
California
$4.53M +$12.8K +942 +0.3%
NFG
23
Noven Financial Group
Colorado
$4.36M +$4.42M +324,250 New
RA
24
Rational Advisors
New York
$4.03M
ISB
25
Iowa State Bank
Iowa
$3.42M -$1.72M -126,210 -33%

PGX Hedge Fund Activity: Q4 2013 in Review

136 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Preferred ETF (PGX) for Q4 2013, worth a combined $712M — down 13% from $821M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PGX positions and 20 closed out — a net gain of 9 holders — while 31 added to existing stakes and 61 trimmed.

The largest buyer was Invesco, adding an estimated $11.3M. The largest seller was Curian Capital, cutting an estimated $40.1M.

  • 136 institutional investors held Invesco Preferred ETF (PGX) as of Q4 2013, up from 129 in Q3 2013.
  • Funds reported $712M of Invesco Preferred ETF stock for Q4 2013, down 13% quarter-over-quarter.
  • 29 funds opened new Invesco Preferred ETF positions in Q4 2013 and 20 closed out, a net change of +9 holders.
  • The largest Invesco Preferred ETF buyer in Q4 2013 was Invesco, an estimated $11.3M added.
  • The largest Invesco Preferred ETF seller in Q4 2013 was Curian Capital, an estimated $40.1M sold.

Based on aggregated 13F filings for Q4 2013.