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Invesco Preferred ETF

232 hedge funds and large institutions have $1.59B invested in Invesco Preferred ETF in 2016 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 73 increasing their positions, 86 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 36

2% more funds holding

Funds holding: 227232 (+5)

3.42% less ownership

Funds ownership: 40.19%36.77% (-3.4%)

15% less repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 86

19% less capital invested

Capital invested by funds: $1.95B → $1.59B (-$362M)

19% less funds holding in top 10

Funds holding in top 10: 1613 (-3)

Holders
232
Holders Change
+5
Holders Change %
+2.2%
% of All Funds
5.8%
Holding in Top 10
13
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-18.75%
% of All Funds
0.33%
New
45
Increased
73
Reduced
86
Closed
36
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$314M -$75.8M -5,201,254 -19%
Wells Fargo
2
Wells Fargo
California
$310M +$4.57M +313,563 +1%
Morgan Stanley
3
Morgan Stanley
New York
$137M -$28.3M -1,943,477 -17%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$94M +$3.57M +245,055 +4%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$93M -$33.3M -2,288,688 -26%
Ameriprise
6
Ameriprise
Minnesota
$64.5M +$9.64M +661,581 +17%
UBS Group
7
UBS Group
Switzerland
$40.7M -$503K -34,544 -1%
Invesco
8
Invesco
Georgia
$40.5M -$6.85M -469,978 -14%
LPL Financial
9
LPL Financial
California
$37.6M -$3.42M -235,046 -8%
Creative Planning
10
Creative Planning
Kansas
$36.6M +$3.52M +241,926 +10%
HNB
11
Huntington National Bank
Ohio
$33.5M +$206K +14,165 New
FAAS
12
First Allied Advisory Services
California
$16.2M +$11.4M +781,269 +219%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$15.9M -$1.91M -131,250 -11%
KIA
14
KCM Investment Advisors
California
$11.9M +$508K +34,872 +4%
MFS
15
MSI Financial Services
Massachusetts
$11.9M -$2.64M -181,237 -18%
AWE
16
Avidian Wealth Enterprises
Texas
$11.8M -$42K -2,882 -0.3%
CFP
17
Cornerstone Financial Partners
North Carolina
$10.9M -$7.79M -534,812 -41%
BMM
18
Buffington Mohr McNeal
Idaho
$9.93M +$238K +16,343 +2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$9.65M -$667K -45,777 -6%
Goldman Sachs
20
Goldman Sachs
New York
$9.27M +$2.7M +185,490 +40%
FNBTCON
21
First National Bank & Trust Co of Newtown
Pennsylvania
$8.96M +$146K +10,055 +2%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$8.53M +$672K +46,141 +8%
AAP
23
Arax Advisory Partners
Colorado
$8.21M +$8.4M +576,786 New
NFG
24
Noven Financial Group
Colorado
$7.89M -$8.8M -604,003 -52%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7.88M -$13.3M -915,275 -62%

PGX Hedge Fund Activity: Q4 2016 in Review

232 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco Preferred ETF (PGX) for Q4 2016, worth a combined $1.59B — down 19% from $1.95B a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new PGX positions and 36 closed out — a net gain of 9 holders — while 73 added to existing stakes and 86 trimmed.

The largest buyer was First Allied Advisory Services, adding an estimated $11.4M. The largest seller was Bank of America, cutting an estimated $75.8M.

  • 232 institutional investors held Invesco Preferred ETF (PGX) as of Q4 2016, up from 227 in Q3 2016.
  • Funds reported $1.59B of Invesco Preferred ETF stock for Q4 2016, down 19% quarter-over-quarter.
  • 45 funds opened new Invesco Preferred ETF positions in Q4 2016 and 36 closed out, a net change of +9 holders.
  • The largest Invesco Preferred ETF buyer in Q4 2016 was First Allied Advisory Services, an estimated $11.4M added.
  • The largest Invesco Preferred ETF seller in Q4 2016 was Bank of America, an estimated $75.8M sold.

Based on aggregated 13F filings for Q4 2016.