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Invesco Preferred ETF

143 hedge funds and large institutions have $769M invested in Invesco Preferred ETF in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 58 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

146% more call options, than puts

Call options by funds: $973K | Put options by funds: $396K

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $712M → $769M (+$57.2M)

5% more funds holding

Funds holding: 136143 (+7)

1.18% more ownership

Funds ownership: 33.9%35.08% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

22% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 58

Holders
143
Holders Change
+7
Holders Change %
+5.15%
% of All Funds
4.13%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.23%
New
21
Increased
45
Reduced
58
Closed
13
Calls
$973K
Puts
$396K
Net Calls
+$577K
Net Calls Change
-$346K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$103M -$11.5M -820,495 -10%
Wells Fargo
2
Wells Fargo
California
$95.1M +$30.8M +2,208,145 +49%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$89.2M -$6.98M -499,753 -7%
CC
4
Curian Capital
Colorado
$85.1M +$6.96M +498,337 +9%
Morgan Stanley
5
Morgan Stanley
New York
$53.9M -$282K -20,171 -0.5%
Invesco
6
Invesco
Georgia
$51.1M -$15.8M -1,130,930 -24%
HNB
7
Huntington National Bank
Ohio
$36.5M
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$26.6M -$1.12M -80,357 -4%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$16.9M +$3.08M +220,331 +23%
Creative Planning
10
Creative Planning
Kansas
$16M -$427K -30,615 -3%
LPL Financial
11
LPL Financial
California
$13.4M +$139K +9,979 +1%
U
12
UBS
Switzerland
$12.8M +$2.16M +154,780 +21%
CS
13
Credit Suisse
Switzerland
$9.5M -$117K -8,382 -1%
GC
14
Guggenheim Capital
Illinois
$9.1M +$915K +65,504 +11%
BMM
15
Buffington Mohr McNeal
Idaho
$8.05M -$21.6K -1,550 -0.3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$7.34M +$360K +25,786 +5%
FNBTCON
17
First National Bank & Trust Co of Newtown
Pennsylvania
$6.83M -$16.7K -1,195 -0.2%
CIA
18
Capital Investment Advisors
Georgia
$6.37M -$676K -48,423 -10%
Ameriprise
19
Ameriprise
Minnesota
$5.56M +$408K +29,245 +8%
NFG
20
Noven Financial Group
Colorado
$5.07M +$435K +31,168 +10%
MAA
21
Managed Account Advisors
New Jersey
$5.04M +$2.04M +146,184 +71%
CCM
22
Covington Capital Management
California
$4.97M +$159K +11,391 +3%
SPL
23
Smart Portfolios LLC
Washington
$4.94M +$4.84M +346,925 New
CCM
24
Compton Capital Management
Rhode Island
$4.83M -$257K -18,400 -5%
SWM
25
Strategic Wealth Management
Washington
$4.03M +$3.94M +282,372 New

PGX Hedge Fund Activity: Q1 2014 in Review

143 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Invesco Preferred ETF (PGX) for Q1 2014, worth a combined $769M — up 8% from $712M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PGX positions and 13 closed out — a net gain of 8 holders — while 45 added to existing stakes and 58 trimmed.

The largest buyer was Wells Fargo, adding an estimated $30.8M. The largest seller was Invesco, cutting an estimated $15.8M.

  • 143 institutional investors held Invesco Preferred ETF (PGX) as of Q1 2014, up from 136 in Q4 2013.
  • Funds reported $769M of Invesco Preferred ETF stock for Q1 2014, up 8% quarter-over-quarter.
  • 21 funds opened new Invesco Preferred ETF positions in Q1 2014 and 13 closed out, a net change of +8 holders.
  • The largest Invesco Preferred ETF buyer in Q1 2014 was Wells Fargo, an estimated $30.8M added.
  • The largest Invesco Preferred ETF seller in Q1 2014 was Invesco, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2014.