Curian Capital’s Invesco Preferred ETF PGX Stock Holding History

Curian Capital’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-551,346	Closed	-$8.24M	–	281
2015 Q4	$8.24M	Sell	551,346 -1,508,010	-73%	-$22.3M	0.61%	27
2015 Q3	$30M	Sell	2,059,356 -1,270,907	-38%	-$18.6M	0.8%	19
2015 Q2	$48.4M	Buy	3,330,263 +32,266	+1%	+$475K	0.82%	21
2015 Q1	$49.2M	Buy	3,297,997 +51,305	+2%	+$760K	0.82%	21
2014 Q4	$47.7M	Buy	3,246,692 +43,704	+1%	+$637K	0.81%	25
2014 Q3	$46.3M	Buy	3,202,988 +35,568	+1%	+$516K	0.82%	22
2014 Q2	$46.3M	Sell	3,167,420 -2,801,046	-47%	-$40.4M	0.81%	24
2014 Q1	$85.1M	Buy	5,968,466 +498,337	+9%	+$6.96M	1.51%	10
2013 Q4	$73.5M	Sell	5,470,129 -2,939,062	-35%	-$40.1M	1.3%	13
2013 Q3	$115M	Buy	8,409,191 +394,955	+5%	+$5.48M	2.05%	8
2013 Q2	$114M	Buy	+8,014,236	New	+$118M	2.07%	7

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Curian Capital's PGX Position: Q1 2016 in Review

Curian Capital sold out of Invesco Preferred ETF (PGX) in Q1 2016, closing a stake of 551,346 shares — an estimated $8.24M sold.

Curian Capital first reported a position in PGX in Q2 2013 and held it in 11 quarters. The position peaked at $115M in Q3 2013. 203 funds tracked by Wall St. Rank hold PGX as of Q1 2016.

Curian Capital reported no remaining Invesco Preferred ETF position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 551,346 Invesco Preferred ETF shares in Q1 2016, an estimated $8.24M.
Curian Capital first reported a position in Invesco Preferred ETF in Q2 2013 and held it in 11 quarters.
Curian Capital's Invesco Preferred ETF position peaked at $115M in Q3 2013.
203 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.