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Invesco Preferred ETF

129 hedge funds and large institutions have $821M invested in Invesco Preferred ETF in 2013 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 45 increasing their positions, 51 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

0.27% less ownership

Funds ownership: 36.08%35.81% (-0.27%)

7% less funds holding

Funds holding: 138129 (-9)

11% less capital invested

Capital invested by funds: $922M → $821M (-$100M)

12% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 51

38% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 21

Holders
129
Holders Change
-9
Holders Change %
-6.52%
% of All Funds
4.18%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.29%
New
13
Increased
45
Reduced
51
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$121M -$31M -2,237,543 -20%
CC
2
Curian Capital
Colorado
$115M +$5.48M +394,955 +5%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$109M +$123K +8,898 +0.1%
Wells Fargo
4
Wells Fargo
California
$63.9M -$5.93M -427,251 -8%
Morgan Stanley
5
Morgan Stanley
New York
$59.5M -$1.7M -122,898 -3%
Invesco
6
Invesco
Georgia
$53.2M -$5.49M -395,690 -9%
HNB
7
Huntington National Bank
Ohio
$38.4M
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$26.2M +$11.9M +859,281 +81%
Creative Planning
9
Creative Planning
Kansas
$19.4M +$726K +52,353 +4%
U
10
UBS
Switzerland
$15.9M -$11M -794,838 -41%
LPL Financial
11
LPL Financial
California
$14.7M -$1.6M -115,634 -10%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$12.5M +$4.19M +302,130 +49%
FAAS
13
First Allied Advisory Services
California
$10.4M +$4.11M +296,004 +63%
FAAM
14
First Allied Asset Management
California
$10.1M +$3.46M +249,249 +51%
CS
15
Credit Suisse
Switzerland
$9.4M -$408K -29,434 -4%
BMM
16
Buffington Mohr McNeal
Idaho
$8.05M +$7.51M +541,395 +1,168%
GC
17
Guggenheim Capital
Illinois
$6.78M +$164K +11,794 +2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$6.44M +$3.16M +228,043 +94%
FNBTCON
19
First National Bank & Trust Co of Newtown
Pennsylvania
$6.43M +$79K +5,695 +1%
CCM
20
Compton Capital Management
Rhode Island
$6.34M -$31.9K -2,300 -0.5%
CT
21
Coastline Trust
Rhode Island
$5.26M +$119K +8,600 +2%
ISB
22
Iowa State Bank
Iowa
$5.22M -$88.4K -6,375 -2%
TF
23
Tompkins Financial
New York
$4.61M +$728K +52,493 +18%
CCM
24
Covington Capital Management
California
$4.61M +$211K +15,221 +5%
Ameriprise
25
Ameriprise
Minnesota
$4.54M -$618K -44,591 -12%

PGX Hedge Fund Activity: Q3 2013 in Review

129 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco Preferred ETF (PGX) for Q3 2013, worth a combined $821M — down 11% from $922M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of PGX and 13 opened new positions — a net loss of 8 holders — while 51 trimmed existing stakes and 45 added.

The largest buyer was Envestnet Asset Management, adding an estimated $11.9M. The largest seller was Goldman Sachs, cutting an estimated $32.4M.

  • 129 institutional investors held Invesco Preferred ETF (PGX) as of Q3 2013, down from 138 in Q2 2013.
  • Funds reported $821M of Invesco Preferred ETF stock for Q3 2013, down 11% quarter-over-quarter.
  • 13 funds opened new Invesco Preferred ETF positions in Q3 2013 and 21 closed out, a net change of -8 holders.
  • The largest Invesco Preferred ETF buyer in Q3 2013 was Envestnet Asset Management, an estimated $11.9M added.
  • The largest Invesco Preferred ETF seller in Q3 2013 was Goldman Sachs, an estimated $32.4M sold.

Based on aggregated 13F filings for Q3 2013.