NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+2.23%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$291M
AUM Growth
+$291M
Cap. Flow
+$101M
Cap. Flow %
34.79%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$6.13M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
$5.39M
3
ERC
Allspring Multi-Sector Income Fund
ERC
$5.33M
4
AAPL icon
Apple
AAPL
$3.91M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$3.44M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.44M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
$2.21M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.02M

Sector Composition

1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSV icon
51
Vanguard Short-Term Bond ETF
BSV
$38.3B
$1.48M 0.51%
18,488
+592
+3% +$47.4K
IWN icon
52
iShares Russell 2000 Value ETF
IWN
$11.7B
$1.48M 0.51%
14,664
+11,337
+341% +$1.14M
IWO icon
53
iShares Russell 2000 Growth ETF
IWO
$12.3B
$1.46M 0.5%
+10,738
New +$1.46M
DS
54
DELISTED
Drive Shack Inc.
DS
$1.44M 0.49%
305,814
+191,625
+168% +$900K
HYLD
55
DELISTED
High Yield ETF
HYLD
$1.44M 0.49%
27,283
-3,493
-11% -$184K
LUMN icon
56
Lumen
LUMN
$4.92B
$1.42M 0.49%
43,115
+14,310
+50% +$470K
IBB icon
57
iShares Biotechnology ETF
IBB
$5.69B
$1.39M 0.48%
+5,897
New +$1.39M
QCOM icon
58
Qualcomm
QCOM
$171B
$1.34M 0.46%
16,948
+3,509
+26% +$277K
IWS icon
59
iShares Russell Mid-Cap Value ETF
IWS
$14B
$1.32M 0.45%
+19,127
New +$1.32M
IAI icon
60
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.47B
$1.28M 0.44%
+33,254
New +$1.28M
AWF
61
AllianceBernstein Global High Income Fund
AWF
$972M
$1.28M 0.44%
+86,721
New +$1.28M
XLU icon
62
Utilities Select Sector SPDR Fund
XLU
$20.9B
$1.26M 0.43%
+30,301
New +$1.26M
PGX icon
63
Invesco Preferred ETF
PGX
$3.85B
$1.25M 0.43%
87,388
-18,003
-17% -$257K
UNP icon
64
Union Pacific
UNP
$133B
$1.24M 0.43%
6,600
+3,763
+133% +$706K
JNJ icon
65
Johnson & Johnson
JNJ
$429B
$1.24M 0.43%
12,588
+5,057
+67% +$497K
KRE icon
66
SPDR S&P Regional Banking ETF
KRE
$3.97B
$1.21M 0.42%
+29,208
New +$1.21M
SPY icon
67
SPDR S&P 500 ETF Trust
SPY
$653B
$1.21M 0.42%
6,463
+1,123
+21% +$210K
NLY icon
68
Annaly Capital Management
NLY
$13.5B
$1.21M 0.41%
109,945
+85,281
+346% +$935K
EMB icon
69
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.3B
$1.18M 0.4%
10,554
-4,525
-30% -$504K
HFWA icon
70
Heritage Financial
HFWA
$830M
$1.15M 0.4%
68,225
+6,571
+11% +$111K
BKK
71
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.13M 0.39%
69,037
+16,867
+32% +$276K
FTR
72
DELISTED
Frontier Communications Corp.
FTR
$1.1M 0.38%
193,187
+37,903
+24% +$216K
AMZN icon
73
Amazon
AMZN
$2.4T
$1.1M 0.38%
3,265
+1,606
+97% +$540K
KEY icon
74
KeyCorp
KEY
$20.8B
$1.09M 0.37%
76,332
+13,791
+22% +$196K
HPS
75
John Hancock Preferred Income Fund III
HPS
$474M
$1.06M 0.36%
+60,998
New +$1.06M
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