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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
276
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$196K 0.06%
+14,265
New +$195K
SFL icon
277
SFL Corp
SFL
$1.59B
$191K 0.06%
10,276
-351
-3% -$6.29K
PZE
278
DELISTED
Petrobras Argentina S A
PZE
$188K 0.06%
28,910
+7,148
+33% +$41.4K
VGM icon
279
Invesco Trust Investment Grade Municipals
VGM
$549M
$183K 0.06%
+14,070
New +$182K
SCU
280
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$180K 0.06%
1,304
+66
+5% +$8.47K
PDT
281
John Hancock Premium Dividend Fund
PDT
$634M
$179K 0.06%
+13,155
New +$175K
NPI
282
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$177K 0.06%
+13,253
New +$178K
NQM
283
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$156K 0.05%
10,631
-144
-1% -$2.11K
PMO
284
Franklin Municipal Opportunities Trust
PMO
$282M
$155K 0.05%
13,172
– –
RCS
285
PIMCO Strategic Income Fund
RCS
$243M
$150K 0.05%
+14,004
New +$148K
EAD
286
Allspring Income Opportunities Fund
EAD
$372M
$123K 0.04%
12,912
-150
-1% -$1.43K
SNOA icon
287
Sonoma Pharmaceuticals
SNOA
$5.46M
$117K 0.04%
42
-36
-46% -$107K
JPC icon
288
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$116K 0.04%
+11,950
New +$114K
APC
289
DELISTED
Anadarko Petroleum
APC
$100K 0.03%
+116,577
New +$11.9M
PIM
290
Franklin Master Intermediate Income Trust
PIM
$149M
$85K 0.03%
16,598
– –
DSU icon
291
BlackRock Debt Strategies Fund
DSU
$591M
$84K 0.03%
6,833
+1,100
+19% +$13.5K
AWRE icon
292
Aware
AWRE
$23.6M
$71K 0.02%
10,863
-1,444
-12% -$8.24K
FXEN
293
DELISTED
FX ENERGY INC
FXEN
$66K 0.02%
18,400
+2,400
+15% +$9.77K
LYG icon
294
Lloyds Banking Group
LYG
$87.4B
$57K 0.02%
11,070
-7,450
-40% -$38.7K
ANR
295
DELISTED
Alpha Natural Resources Inc
ANR
$44K 0.01%
11,861
+1,507
+15% +$6.07K
UQM
296
DELISTED
UQM Technologies, Inc.
UQM
$41K 0.01%
17,912
+2,395
+15% +$5.29K
EBIX
297
DELISTED
Ebix Inc
EBIX
$38K 0.01%
24,057
+3,925
+19% +$61K
SPRT
298
DELISTED
support.com, Inc.
SPRT
$33K 0.01%
4,015
-252
-6% -$1.8K
FPP.WS
299
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$27K 0.01%
16,800
– –
HTM
300
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
1,667
-833
-33% -$3.45K
9 10 11
12
13

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LGM
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MYAM
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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.