NWAM LLC’s U.S. Geothermal Inc. HTM Stock Holding History

NWAM LLC’s Portfolio HTM Stock Details HTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,667	Closed	-$7K	–	314
2016 Q3	$7K	Hold	1,667	–	–	﹤0.01%	280
2016 Q2	$8K	Hold	1,667	–	–	﹤0.01%	252
2016 Q1	$7K	Hold	1,667	–	–	﹤0.01%	253
2015 Q4	$6K	Hold	1,667	–	–	﹤0.01%	258
2015 Q3	$6K	Hold	1,667	–	–	0.01%	144
2015 Q2	$5K	Hold	1,667	–	–	﹤0.01%	249
2015 Q1	$5K	Hold	1,667	–	–	﹤0.01%	250
2014 Q4	$5K	Hold	1,667	–	–	﹤0.01%	241
2014 Q3	$6K	Hold	1,667	–	–	﹤0.01%	296
2014 Q2	$6K	Sell	1,667 -833	-33%	-$3.45K	﹤0.01%	300
2014 Q1	$11K	Hold	2,500	–	–	﹤0.01%	268
2013 Q4	$6K	Buy	+2,500	New	+$6.25K	﹤0.01%	177

Other funds holding HTM

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

ICP

Indus Capital Partners New York $39.7M AUM 53.95% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

JBF Capital Aspen, Colorado $676M AUM 24.74% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

NWAM LLC's HTM Position: Q4 2016 in Review

NWAM LLC sold out of U.S. Geothermal Inc. (HTM) in Q4 2016, closing a stake of 1,667 shares — an estimated $7K sold.

NWAM LLC first reported a position in HTM in Q4 2013 and held it in 12 quarters. The position peaked at $11K in Q1 2014. 35 funds tracked by Wall St. Rank hold HTM as of Q4 2016.

NWAM LLC reported no remaining U.S. Geothermal Inc. position as of Q4 2016 after selling out during the quarter.
NWAM LLC sold 1,667 U.S. Geothermal Inc. shares in Q4 2016, an estimated $7K.
NWAM LLC first reported a position in U.S. Geothermal Inc. in Q4 2013 and held it in 12 quarters.
NWAM LLC's U.S. Geothermal Inc. position peaked at $11K in Q1 2014.
35 funds tracked by Wall St. Rank held U.S. Geothermal Inc. as of Q4 2016.

Based on NWAM LLC's 13F filing for Q4 2016, filed 2 Feb 2017.