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HTM

U.S. Geothermal Inc.
HTM

Delisted

HTM was delisted on the 23rd of April, 2018.

35 hedge funds and large institutions have $7.06M invested in U.S. Geothermal Inc. in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

3% less funds holding

Funds holding: 3635 (-1)

17% less capital invested

Capital invested by funds: $8.48M → $7.06M (-$1.42M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SI
1
Sprott Inc
Ontario, Canada
$2.47M
AII
2
AGF Investments Inc
Ontario, Canada
$2.22M
Goldman Sachs
3
Goldman Sachs
New York
$947K -$562K -224,670 -35%
Vanguard Group
4
Vanguard Group
Pennsylvania
$605K +$156K +62,531 +31%
Wells Fargo
5
Wells Fargo
California
$331K +$348K +139,223 +2,088%
BI
6
Bulldog Investors
New Jersey
$137K -$154K -61,704 -51%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$84K
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$38K +$41.7K +16,667 New
Northern Trust
9
Northern Trust
Illinois
$32K
WS
10
Wedbush Securities
California
$26K
GC
11
Guggenheim Capital
Illinois
$16K +$1.06K +426 +6%
Citadel Advisors
12
Citadel Advisors
Florida
$15K +$7.86K +3,144 +88%
Morgan Stanley
13
Morgan Stanley
New York
$14K +$15.2K +6,083 New
State Street
14
State Street
Massachusetts
$12K
RA
15
Royce & Associates
New York
$11K
U
16
UBS
Switzerland
$11K +$2.41K +965 +27%
VKH
17
Virtu KCG Holdings
New York
$10K -$2.05K -819 -16%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$10K
BA
19
BlackRock Advisors
Delaware
$9K
FTIOP
20
Fiduciary Trust International of Pennsylvania
Pennsylvania
$8K
HighTower Advisors
21
HighTower Advisors
Illinois
$8K
LCM
22
Lucas Capital Management
New Jersey
$8K +$3.21K +1,284 +55%
NL
23
NWAM LLC
Washington
$6K +$6.25K +2,500 New
Creative Planning
24
Creative Planning
Kansas
$6K +$6.67K +2,667 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$4.55K

HTM Hedge Fund Activity: Q4 2013 in Review

35 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in U.S. Geothermal Inc. (HTM) for Q4 2013, worth a combined $7.06M — down 17% from $8.48M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HTM and 4 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 7 added.

The largest buyer was Wells Fargo, adding an estimated $348K. The largest seller was Goldman Sachs, cutting an estimated $562K.

  • 35 institutional investors held U.S. Geothermal Inc. (HTM) as of Q4 2013, down from 36 in Q3 2013.
  • Funds reported $7.06M of U.S. Geothermal Inc. stock for Q4 2013, down 17% quarter-over-quarter.
  • 4 funds opened new U.S. Geothermal Inc. positions in Q4 2013 and 5 closed out, a net change of -1 holder.
  • The largest U.S. Geothermal Inc. buyer in Q4 2013 was Wells Fargo, an estimated $348K added.
  • The largest U.S. Geothermal Inc. seller in Q4 2013 was Goldman Sachs, an estimated $562K sold.

Based on aggregated 13F filings for Q4 2013.