HTM

U.S. Geothermal Inc.

HTM

Delisted

HTM was delisted on the 23rd of April, 2018.

36 hedge funds and large institutions have $8.48M invested in U.S. Geothermal Inc. in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 1 closing their positions.

2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+20%

% of All Funds

1.17%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Vanguard Group Malvern, Pennsylvania	$537K
2	2 Nomura Holdings Tokyo, Japan	$23K
3	3 Renaissance Technologies New York	$17K
4	4 Deutsche Bank Frankfurt Am Main Ge, Germany	$12K
5	5 Commonwealth Equity Services Waltham, Massachusetts	$11K

Top Sellers

1	BI 1 Bulldog Investors Saddle Brook, New Jersey	$326K
2	2 Goldman Sachs New York	$1.71M
3	U 3 UBS Zurich, Switzerland	$10K
4	4 Northern Trust Chicago, Illinois	$38K
5	5 Ameriprise Minneapolis, Minnesota	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	SI 1 Sprott Inc Toronto, Ontario, Canada	$2.9M	6,521,413	–	–
2	AII 2 AGF Investments Inc Toronto, Ontario, Canada	$2.6M	6,551,953	–	–
3	3 Goldman Sachs New York	$1.71M	3,848,928	-1,086,602	-22%
4	4 Vanguard Group Malvern, Pennsylvania	$537K	1,220,652	+378,563	+45%
5	BI 5 Bulldog Investors Saddle Brook, New Jersey	$326K	732,144	-1,267,856	-63%
6	6 Geode Capital Management Boston, Massachusetts	$99K	223,992	–	–
7	7 Northern Trust Chicago, Illinois	$38K	83,893	-6,387	-7%
8	WS 8 Wedbush Securities Los Angeles, California	$31K	69,200	–	–
9	9 Nomura Holdings Tokyo, Japan	$23K	51,200	+51,200	New
10	GC 10 Guggenheim Capital Chicago, Illinois	$18K	40,581	–	–
11	11 Wells Fargo San Francisco, California	$18K	40,001	+2,700	+7%
12	12 Renaissance Technologies New York	$17K	37,200	+37,200	New
13	13 State Street Boston, Massachusetts	$14K	33,000	–	–
14	RA 14 Royce & Associates New York	$13K	28,000	–	–
15	VKH 15 Virtu KCG Holdings New York	$13K	30,341	+30,341	New
16	16 Deutsche Bank Frankfurt Am Main Ge, Germany	$12K	27,525	+27,525	New
17	BA 17 BlackRock Advisors Wilmington, Delaware	$11K	23,727	–	–
18	18 Commonwealth Equity Services Waltham, Massachusetts	$11K	25,200	+25,200	New
19	U 19 UBS Zurich, Switzerland	$10K	21,608	-10,014	-32%
20	20 HighTower Advisors Chicago, Illinois	$10K	22,000	–	–
21	FTIOP 21 Fiduciary Trust International of Pennsylvania Radnor, Pennsylvania	$9K	20,000	–	–
22	22 Citadel Advisors Miami, Florida	$9K	21,318	+21,318	New
23	ADBIC 23 A.D. Beadell Investment Counsel Mequon, Wisconsin	$8K	20,000	–	–
24	CS 24 Credit Suisse Zurich, Switzerland	$6K	12,489	+12,489	New
25	LCM 25 Lucas Capital Management Red Bank, New Jersey	$6K	14,000	+14,000	New

U.S. Geothermal Inc. HTM

Top Buyers

Top Sellers

U.S. Geothermal Inc.

HTM