Nomura Holdings’s U.S. Geothermal Inc. HTM Stock Holding History

Nomura Holdings’s Portfolio HTM Stock Details HTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-8,533	Closed	-$23K	–	2493
2013 Q3	$23K	Buy	+8,533	New	+$23.7K	﹤0.01%	2170

Other funds holding HTM

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

Nomura Holdings's HTM Position: Q4 2013 in Review

Nomura Holdings sold out of U.S. Geothermal Inc. (HTM) in Q4 2013, closing a stake of 8,533 shares — an estimated $23K sold.

Nomura Holdings first reported a position in HTM in Q3 2013 and held it in 1 quarter. The position peaked at $23K in Q3 2013. 35 funds tracked by Wall St. Rank hold HTM as of Q4 2013.

Nomura Holdings reported no remaining U.S. Geothermal Inc. position as of Q4 2013 after selling out during the quarter.
Nomura Holdings sold 8,533 U.S. Geothermal Inc. shares in Q4 2013, an estimated $23K.
Nomura Holdings first reported a position in U.S. Geothermal Inc. in Q3 2013 and held it in 1 quarter.
Nomura Holdings's U.S. Geothermal Inc. position peaked at $23K in Q3 2013.
35 funds tracked by Wall St. Rank held U.S. Geothermal Inc. as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.