Ameriprise’s U.S. Geothermal Inc. HTM Stock Holding History

Ameriprise’s Portfolio HTM Stock Details HTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-667	Closed	-$1K	–	5719
2013 Q2	$1K	Buy	+667	New	+$1.45K	﹤0.01%	5442

Other funds holding HTM

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Ameriprise's HTM Position: Q3 2013 in Review

Ameriprise sold out of U.S. Geothermal Inc. (HTM) in Q3 2013, closing a stake of 667 shares — an estimated $1K sold.

Ameriprise first reported a position in HTM in Q2 2013 and held it in 1 quarter. The position peaked at $1K in Q2 2013. 36 funds tracked by Wall St. Rank hold HTM as of Q3 2013.

Ameriprise reported no remaining U.S. Geothermal Inc. position as of Q3 2013 after selling out during the quarter.
Ameriprise sold 667 U.S. Geothermal Inc. shares in Q3 2013, an estimated $1K.
Ameriprise first reported a position in U.S. Geothermal Inc. in Q2 2013 and held it in 1 quarter.
Ameriprise's U.S. Geothermal Inc. position peaked at $1K in Q2 2013.
36 funds tracked by Wall St. Rank held U.S. Geothermal Inc. as of Q3 2013.

Based on Ameriprise's 13F filing for Q3 2013, filed 14 Nov 2013.