Guggenheim Capital’s U.S. Geothermal Inc. HTM Stock Holding History

Guggenheim Capital’s Portfolio HTM Stock Details HTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-4,260	Closed	-$19K	–	3038
2016 Q3	$19K	Sell	4,260 -49	-1%	-$230	﹤0.01%	2832
2016 Q2	$21K	Hold	4,309	–	–	﹤0.01%	2812
2016 Q1	$18K	Buy	4,309 +479	+13%	+$1.71K	﹤0.01%	2834
2015 Q4	$14K	Hold	3,830	–	–	﹤0.01%	2932
2015 Q3	$14K	Buy	3,830 +478	+14%	+$1.68K	﹤0.01%	2916
2015 Q2	$11K	Hold	3,352	–	–	﹤0.01%	3013
2015 Q1	$10K	Buy	3,352 +15	+0.4%	+$42	﹤0.01%	3020
2014 Q4	$9K	Buy	3,337 +797	+31%	+$2.42K	﹤0.01%	2993
2014 Q3	$9K	Sell	2,540 -5,918	-70%	-$22.1K	﹤0.01%	2980
2014 Q2	$30K	Sell	8,458 -845	-9%	-$3.5K	﹤0.01%	3132
2014 Q1	$42K	Buy	9,303 +2,113	+29%	+$6.9K	﹤0.01%	3159
2013 Q4	$16K	Buy	7,190 +426	+6%	+$1.06K	﹤0.01%	3149
2013 Q3	$18K	Hold	6,764	–	–	﹤0.01%	3024
2013 Q2	$14K	Buy	+6,764	New	+$14.7K	﹤0.01%	3004

Other funds holding HTM

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.8B AUM 23.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

ICP

Indus Capital Partners New York $39.7M AUM 53.95% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

JBF Capital Aspen, Colorado $676M AUM 24.74% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Guggenheim Capital's HTM Position: Q4 2016 in Review

Guggenheim Capital sold out of U.S. Geothermal Inc. (HTM) in Q4 2016, closing a stake of 4,260 shares — an estimated $19K sold.

Guggenheim Capital first reported a position in HTM in Q2 2013 and held it in 14 quarters. The position peaked at $42K in Q1 2014. 35 funds tracked by Wall St. Rank hold HTM as of Q4 2016.

Guggenheim Capital reported no remaining U.S. Geothermal Inc. position as of Q4 2016 after selling out during the quarter.
Guggenheim Capital sold 4,260 U.S. Geothermal Inc. shares in Q4 2016, an estimated $19K.
Guggenheim Capital first reported a position in U.S. Geothermal Inc. in Q2 2013 and held it in 14 quarters.
Guggenheim Capital's U.S. Geothermal Inc. position peaked at $42K in Q1 2014.
35 funds tracked by Wall St. Rank held U.S. Geothermal Inc. as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.