NWAM LLC’s NUVEEN PREMIUN INC MUN FUND NPI Stock Holding History

NWAM LLC’s Portfolio NPI Stock Details NPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-13,253	Closed	-$177K	–	320
2014 Q2	$177K	Buy	+13,253	New	+$178K	0.06%	282

Other funds holding NPI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

OHA

Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

GEM

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

NWAM LLC's NPI Position: Q3 2014 in Review

NWAM LLC sold out of NUVEEN PREMIUN INC MUN FUND (NPI) in Q3 2014, closing a stake of 13,253 shares — an estimated $177K sold.

NWAM LLC first reported a position in NPI in Q2 2014 and held it in 1 quarter. The position peaked at $177K in Q2 2014. 70 funds tracked by Wall St. Rank hold NPI as of Q3 2014.

NWAM LLC reported no remaining NUVEEN PREMIUN INC MUN FUND position as of Q3 2014 after selling out during the quarter.
NWAM LLC sold 13,253 NUVEEN PREMIUN INC MUN FUND shares in Q3 2014, an estimated $177K.
NWAM LLC first reported a position in NUVEEN PREMIUN INC MUN FUND in Q2 2014 and held it in 1 quarter.
NWAM LLC's NUVEEN PREMIUN INC MUN FUND position peaked at $177K in Q2 2014.
70 funds tracked by Wall St. Rank held NUVEEN PREMIUN INC MUN FUND as of Q3 2014.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.