NWAM LLC’s Allspring Income Opportunities Fund EAD Stock Holding History

NWAM LLC’s Portfolio EAD Stock Details EAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$98K	Hold	11,600	–	–	0.02%	399
2019 Q3	$96K	Hold	11,600	–	–	0.02%	382
2019 Q2	$96K	Buy	+11,600	New	+$93K	0.02%	371
2017 Q4	–	Sell	-10,005	Closed	-$88K	–	328
2017 Q3	$88K	Buy	+10,005	New	+$86K	0.02%	316
2015 Q3	–	Sell	-13,000	Closed	-$107K	–	165
2015 Q2	$107K	Sell	13,000 -885	-6%	-$7.75K	0.04%	236
2015 Q1	$122K	Hold	13,885	–	–	0.05%	232
2014 Q4	$123K	Buy	13,885 +245	+2%	+$2.19K	0.05%	221
2014 Q3	$123K	Buy	13,640 +728	+6%	+$6.75K	0.04%	280
2014 Q2	$123K	Sell	12,912 -150	-1%	-$1.43K	0.04%	286
2014 Q1	$123K	Sell	13,062 -1,423	-10%	-$13.2K	0.04%	256
2013 Q4	$133K	Sell	14,485 -290	-2%	-$2.62K	0.07%	165
2013 Q3	$133K	Buy	14,775 +734	+5%	+$6.58K	0.06%	187
2013 Q2	$133K	Buy	+14,041	New	+$140K	0.07%	189

Other funds holding EAD

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.31B AUM 1.2% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

NWAM LLC's EAD Position: Q4 2019 in Review

NWAM LLC held its Allspring Income Opportunities Fund (EAD) position steady in Q4 2019 at 11,600 shares worth $98K. The position accounts for 0.02% of the portfolio, ranked #399.

NWAM LLC first reported a position in EAD in Q2 2013 and has held it in 13 quarters since. The position peaked at $133K in Q4 2013. 61 funds tracked by Wall St. Rank hold EAD as of Q4 2019.

NWAM LLC held 11,600 shares of Allspring Income Opportunities Fund worth $98K as of Q4 2019.
NWAM LLC left its Allspring Income Opportunities Fund share count unchanged in Q4 2019.
Allspring Income Opportunities Fund made up 0.02% of NWAM LLC's portfolio in Q4 2019, its #399 holding.
NWAM LLC first reported a position in Allspring Income Opportunities Fund in Q2 2013 and has held it in 13 quarters since.
NWAM LLC's Allspring Income Opportunities Fund position peaked at $133K in Q4 2013.
61 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q4 2019.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.