EAD

Allspring Income Opportunities Fund
EAD

Overview Fund Activity

50 hedge funds and large institutions have $61M invested in Allspring Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$12.2M
2
TAM
2
Third Avenue Management
New York
$2.1M
3
SAM
3
Selway Asset Management
$1.94M
4
PPA
4
Parametric Portfolio Associates
Washington
$1.08M
5
WAM
5
Wolverine Asset Management
Illinois
$694K

Top Sellers

1
U
1
UBS
Switzerland
$5.29M
2
GC
2
Guggenheim Capital
Illinois
$13.7M
3
LPL Financial
3
LPL Financial
California
$1.59M
4
Bank of America
4
Bank of America
North Carolina
$1.77M
5
AAM
5
Advisors Asset Management
Colorado
$833K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$13.7M 1,524,102 -143,331 -9%
SCM
2
Saba Capital Management
New York
$12.2M 1,357,628 +1,357,628 New
Invesco
3
Invesco
Georgia
– – – –
U
4
UBS
Switzerland
$5.29M 587,479 -647,903 -52%
Morgan Stanley
5
Morgan Stanley
New York
$3.23M 359,195 +20,360 +6%
Cohen & Steers
6
Cohen & Steers
New York
$2.29M 254,272 +19,774 +8%
TAM
7
Third Avenue Management
New York
$2.1M 232,918 +232,918 New
SAM
8
Selway Asset Management
$1.94M 215,100 +215,100 New
Bank of America
9
Bank of America
North Carolina
$1.77M 196,236 -88,067 -31%
LPL Financial
10
LPL Financial
California
$1.59M 179,321 -100,892 -36%
PPA
11
Parametric Portfolio Associates
Washington
$1.08M 120,415 +120,415 New
Ameriprise
12
Ameriprise
Minnesota
$988K 109,790 +3,852 +4%
HNB
13
Huntington National Bank
Ohio
– – – –
SFS
14
Shaker Financial Services
Virginia
$895K 99,467 +44,500 +81%
AAM
15
Advisors Asset Management
Colorado
$833K 92,550 -74,131 -44%
WAM
16
Wolverine Asset Management
Illinois
$694K 77,146 +74,277 +2,589%
ICAS
17
Investors Capital Advisory Services
Massachusetts
$687K 76,404 +54,104 +243%
RCM
18
Rivernorth Capital Management
Florida
$489K 54,302 +54,302 New
Wells Fargo
19
Wells Fargo
California
$428K 47,518 +717 +2%
NPC
20
National Planning Corporation
California
$422K 46,820 +46,820 New
OC
21
Oppenheimer & Co
New York
$355K 39,454 -38,585 -49%
DA
22
Doliver Advisors
Texas
$339K 37,637 +18,351 +95%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$263K 29,255 – –
B
24
Baird
Wisconsin
$236K 26,167 +26,167 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$182K 20,242 -3,202 -14%
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