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EAD

Allspring Income Opportunities Fund
EAD

66 hedge funds and large institutions have $124M invested in Allspring Income Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

20% more funds holding

Funds holding: 55 → 66 (+11)

11% more capital invested

Capital invested by funds: $112M → $124M (+$12.5M)

2.2% more ownership

Funds ownership: 16.29% → 18.49% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
66
Holders Change
+11
Holders Change %
+20%
% of All Funds
1.76%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
17
Increased
20
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$3.83M
2
AAM
Advisors Asset Management
Colorado
+$2.74M
3
TAM
Trust Asset Management
Texas
+$2.22M
4
SG Americas Securities
SG Americas Securities
New York
+$2.12M
5
WAM
Wolverine Asset Management
Illinois
+$940K

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$2.74M
2
SCM
Saba Capital Management
New York
-$1.84M
3
GC
Guggenheim Capital
Illinois
-$1.7M
4
LPL Financial
LPL Financial
California
-$1.45M
5
Wells Fargo
Wells Fargo
California
-$429K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$30.2M -$1.84M -206,200 -6%
Bessemer Group
2
Bessemer Group
New Jersey
$16.2M -$96.4K -10,800 -0.6%
GC
3
Guggenheim Capital
Illinois
$14.3M -$1.7M -190,931 -11%
UBS Group
4
UBS Group
Switzerland
$9.1M +$9.13M +1,023,025 New
TAM
5
Trust Asset Management
Texas
$8.1M +$2.22M +248,460 +38%
Invesco
6
Invesco
Georgia
$6.05M – – –
PPA
7
Parametric Portfolio Associates
Washington
$4.19M +$186K +20,843 +5%
COLIM
8
City of London Investment Management
United Kingdom
$3.79M +$3.83M +429,009 New
Morgan Stanley
9
Morgan Stanley
New York
$3.23M +$151K +16,890 +5%
AAM
10
Advisors Asset Management
Colorado
$2.73M +$2.74M +306,507 New
SAM
11
Selway Asset Management
$2.55M -$210K -23,500 -8%
SG Americas Securities
12
SG Americas Securities
New York
$2.11M +$2.12M +237,129 New
LPL Financial
13
LPL Financial
California
$1.94M -$1.45M -162,911 -43%
HNB
14
Huntington National Bank
Ohio
$1.77M – – –
Cohen & Steers
15
Cohen & Steers
New York
$1.76M – – –
SFS
16
Shaker Financial Services
Virginia
$1.35M -$126K -14,103 -8%
Ameriprise
17
Ameriprise
Minnesota
$1.32M +$190K +21,241 +17%
KSCM
18
Kamunting Street Capital Management
Florida
$1.3M -$301K -33,740 -19%
WAM
19
Wolverine Asset Management
Illinois
$1.23M +$940K +105,263 +321%
ICAS
20
Investors Capital Advisory Services
Massachusetts
$1.07M +$5.91K +662 +0.6%
MIG
21
Mariner Investment Group
New York
$809K +$812K +91,000 New
AQR Capital Management
22
AQR Capital Management
Connecticut
$777K +$344K +38,535 +79%
B
23
Baird
Wisconsin
$732K +$288K +32,293 +65%
DS
24
DRW Securities
Illinois
$608K +$611K +68,427 New
Citigroup
25
Citigroup
New York
$566K +$568K +63,676 +93,641%
1
2 3

EAD Hedge Fund Activity: Q4 2014 in Review

66 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2014, worth a combined $124M — up 11% from $112M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EAD positions and 5 closed out — a net gain of 12 holders — while 20 added to existing stakes and 15 trimmed.

The largest buyer was City of London Investment Management, opening a new position worth an estimated $3.83M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.74M.

  • 66 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2014, up from 55 in Q3 2014.
  • Funds reported $124M of Allspring Income Opportunities Fund stock for Q4 2014, up 11% quarter-over-quarter.
  • 17 funds opened new Allspring Income Opportunities Fund positions in Q4 2014 and 5 closed out, a net change of +12 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2014 was City of London Investment Management, an estimated $3.83M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2014 was BNP Paribas Financial Markets, an estimated $2.74M sold.

Based on aggregated 13F filings for Q4 2014.