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EAD

Allspring Income Opportunities Fund

50 hedge funds and large institutions have $82.3M invested in Allspring Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more capital invested

Capital invested by funds: $61M → $82.3M (+$21.2M)

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

3.26% more ownership

Funds ownership: 8.43%11.69% (+3.3%)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

0% more funds holding

Funds holding: 5050 (0)

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
17
Reduced
16
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$31M +$18.2M +2,015,577 +148%
GC
2
Guggenheim Capital
Illinois
$14.7M +$665K +73,560 +5%
U
3
UBS
Switzerland
$6.66M +$1.25M +137,813 +23%
Invesco
4
Invesco
Georgia
$4.31M
Morgan Stanley
5
Morgan Stanley
New York
$3.11M -$186K -20,553 -6%
Bank of America
6
Bank of America
North Carolina
$2.54M +$730K +80,739 +41%
SAM
7
Selway Asset Management
$2.19M +$217K +24,000 +11%
TAM
8
Third Avenue Management
New York
$2.15M +$10.9K +1,208 +0.5%
HNB
9
Huntington National Bank
Ohio
$1.83M
Cohen & Steers
10
Cohen & Steers
New York
$1.82M -$509K -56,334 -22%
PPA
11
Parametric Portfolio Associates
Washington
$1.39M +$276K +30,486 +25%
LPL Financial
12
LPL Financial
California
$1.38M -$259K -28,629 -16%
KSCM
13
Kamunting Street Capital Management
Florida
$1.19M +$1.17M +129,776 New
Ameriprise
14
Ameriprise
Minnesota
$1.05M +$44.8K +4,954 +5%
AAM
15
Advisors Asset Management
Colorado
$725K -$123K -13,617 -15%
ICAS
16
Investors Capital Advisory Services
Massachusetts
$678K -$22.6K -2,500 -3%
SFS
17
Shaker Financial Services
Virginia
$663K -$246K -27,219 -27%
CIA
18
Capital Investment Advisors
Georgia
$628K +$618K +68,394 New
HCM
19
Hollencrest Capital Management
California
$480K +$473K +52,319 New
Wells Fargo
20
Wells Fargo
California
$407K -$29.4K -3,256 -7%
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
$324K +$319K +35,282 New
NPC
22
National Planning Corporation
California
$308K -$120K -13,225 -28%
B
23
Baird
Wisconsin
$265K +$24K +2,659 +10%
SG Americas Securities
24
SG Americas Securities
New York
$258K +$254K +28,120 New
AWA
25
Arete Wealth Advisors
Illinois
$243K +$238K +26,285 New

EAD Hedge Fund Activity: Q4 2013 in Review

50 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2013, worth a combined $82.3M — up 35% from $61M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new EAD positions and 11 closed out — a net gain of 2 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $18.2M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $694K sold.

  • 50 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $82.3M of Allspring Income Opportunities Fund stock for Q4 2013, up 35% quarter-over-quarter.
  • 13 funds opened new Allspring Income Opportunities Fund positions in Q4 2013 and 11 closed out, a net change of +2 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2013 was Saba Capital Management, an estimated $18.2M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2013 was Wolverine Asset Management, an estimated $694K sold.

Based on aggregated 13F filings for Q4 2013.