NWAM LLC’s PIMCO Strategic Income Fund RCS Stock Holding History

NWAM LLC’s Portfolio RCS Stock Details RCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-14,004	Closed	-$150K	–	307
2014 Q2	$150K	Buy	+14,004	New	+$148K	0.05%	285

Other funds holding RCS

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

NWAM LLC's RCS Position: Q3 2014 in Review

NWAM LLC sold out of PIMCO Strategic Income Fund (RCS) in Q3 2014, closing a stake of 14,004 shares — an estimated $150K sold.

NWAM LLC first reported a position in RCS in Q2 2014 and held it in 1 quarter. The position peaked at $150K in Q2 2014. 43 funds tracked by Wall St. Rank hold RCS as of Q3 2014.

NWAM LLC reported no remaining PIMCO Strategic Income Fund position as of Q3 2014 after selling out during the quarter.
NWAM LLC sold 14,004 PIMCO Strategic Income Fund shares in Q3 2014, an estimated $150K.
NWAM LLC first reported a position in PIMCO Strategic Income Fund in Q2 2014 and held it in 1 quarter.
NWAM LLC's PIMCO Strategic Income Fund position peaked at $150K in Q2 2014.
43 funds tracked by Wall St. Rank held PIMCO Strategic Income Fund as of Q3 2014.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.