RCS

PIMCO Strategic Income Fund
RCS

Overview Fund Activity

40 hedge funds and large institutions have $16.2M invested in PIMCO Strategic Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFS
1
Prospera Financial Services
Texas
$1.45M
2
NL
2
NWAM LLC
Washington
$150K
3
Invesco
3
Invesco
Georgia
$1.89M
4
BRWA
4
B. Riley Wealth Advisors
Florida
$239K
5
Bank of America
5
Bank of America
North Carolina
$2.02M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$1.01M
2
LPL Financial
2
LPL Financial
California
$1.65M
3
ICOA
3
Investment Centers of America
North Dakota
$0
4
NPC
4
National Planning Corporation
California
$1.19M
5
Creative Planning
5
Creative Planning
Kansas
$111K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2.02M 189,054 +4,543 +2%
Invesco
2
Invesco
Georgia
$1.89M 176,711 +13,608 +8%
LPL Financial
3
LPL Financial
California
$1.65M 154,227 -13,528 -8%
PFS
4
Prospera Financial Services
Texas
$1.45M 135,231 +135,231 New
NPC
5
National Planning Corporation
California
$1.19M 110,719 -7,473 -6%
Morgan Stanley
6
Morgan Stanley
New York
$1.08M 100,926 -650 -0.6%
SIA
7
Sit Investment Associates
Minnesota
$1.01M 94,645 -258,507 -73%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$993K 92,826 +667 +0.7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$534K 49,959 -211 -0.4%
U
10
UBS
Switzerland
$424K 39,652 -2,623 -6%
GC
11
Guggenheim Capital
Illinois
$414K 38,672 -1,048 -3%
WA
12
WFG Advisors
Texas
$331K 30,963 +435 +1%
Wells Fargo
13
Wells Fargo
California
$307K 28,699 +694 +2%
NAM
14
NTV Asset Management
West Virginia
$264K 24,713 +34 +0.1%
BRWA
15
B. Riley Wealth Advisors
Florida
$239K 44,572 +22,231 +100%
MBT
16
Monroe Bank & Trust
Michigan
$214K 20,000 – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$207K 19,311 +1,701 +10%
Ameriprise
18
Ameriprise
Minnesota
$207K 19,375 +3,432 +22%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$176K 16,407 -1,000 -6%
NL
20
NWAM LLC
Washington
$150K 14,004 +14,004 New
Stifel Financial
21
Stifel Financial
Missouri
$135K 12,652 +341 +3%
VKH
22
Virtu KCG Holdings
New York
$131K 12,220 -4,610 -27%
SI
23
SII Investments
Wisconsin
$128K 11,930 -530 -4%
KFS
24
KMS Financial Services
Washington
$127K 11,863 – –
1SB
25
1ST Source Bank
Indiana
$126K 11,750 – –
1
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