BRWA
RCS

B. Riley Wealth Advisors’s PIMCO Strategic Income Fund RCS Stock Holding History

B. Riley Wealth Advisors’s Portfolio RCS Stock Details RCS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-25,683
Closed -$220K – 610
2015
Q3 		$220K Buy
25,683
+2,374
+10% +$19.8K 0.05% 448
2015
Q2 		$203K Buy
23,309
+78
+0.3% +$709 0.05% 458
2015
Q1 		$216K Sell
23,231
-24,001
-51% -$230K 0.05% 445
2014
Q4 		$2.49K Buy
47,232
+24,011
+103% +$241K 0.05% 477
2014
Q3 		$229K Sell
23,221
-21,351
-48% -$222K 0.06% 461
2014
Q2 		$239K Buy
44,572
+22,231
+100% +$234K 0.06% 389
2014
Q1 		$227K Buy
22,341
+1,820
+9% +$18.7K 0.07% 343
2013
Q4 		$201K Buy
20,521
+1,165
+6% +$11.8K 0.06% 345
2013
Q3 		$201K Sell
19,356
-1,500
-7% -$15.7K 0.07% 334
2013
Q2 		$219K Buy
+20,856
New +$233K 0.07% 295

Other funds holding RCS

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
LCM
Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

B. Riley Wealth Advisors's RCS Position: Q4 2015 in Review

B. Riley Wealth Advisors sold out of PIMCO Strategic Income Fund (RCS) in Q4 2015, closing a stake of 25,683 shares — an estimated $220K sold.

B. Riley Wealth Advisors first reported a position in RCS in Q2 2013 and held it in 10 quarters. The position peaked at $239K in Q2 2014. 47 funds tracked by Wall St. Rank hold RCS as of Q4 2015.

  • B. Riley Wealth Advisors reported no remaining PIMCO Strategic Income Fund position as of Q4 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 25,683 PIMCO Strategic Income Fund shares in Q4 2015, an estimated $220K.
  • B. Riley Wealth Advisors first reported a position in PIMCO Strategic Income Fund in Q2 2013 and held it in 10 quarters.
  • B. Riley Wealth Advisors's PIMCO Strategic Income Fund position peaked at $239K in Q2 2014.
  • 47 funds tracked by Wall St. Rank held PIMCO Strategic Income Fund as of Q4 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.