RCS

PIMCO Strategic Income Fund
RCS

Overview Fund Activity

44 hedge funds and large institutions have $15.1M invested in PIMCO Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PP
1
Paloma Partners
Connecticut
$1.3M
2
MIG
2
Mariner Investment Group
New York
$407K
3
SG Americas Securities
3
SG Americas Securities
New York
$295K
4
Morgan Stanley
4
Morgan Stanley
New York
$959K
5
VKH
5
Virtu KCG Holdings
New York
$241K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$0
2
NPC
2
National Planning Corporation
California
$1.26M
3
Invesco
3
Invesco
Georgia
$1.33M
4
OC
4
Oppenheimer & Co
New York
$367K
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.11M 216,182 -9,466 -4%
Bank of America
2
Bank of America
North Carolina
$1.6M 163,604 +10,044 +7%
Invesco
3
Invesco
Georgia
$1.33M 135,673 -16,511 -11%
PP
4
Paloma Partners
Connecticut
$1.3M 133,220 +133,220 New
NPC
5
National Planning Corporation
California
$1.26M 128,679 -33,365 -21%
Morgan Stanley
6
Morgan Stanley
New York
$959K 98,068 +14,837 +18%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$900K 92,022 -55 -0.1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$494K 50,574 -5,146 -9%
U
9
UBS
Switzerland
$456K 46,633 -7,754 -14%
MIG
10
Mariner Investment Group
New York
$407K 41,618 +41,618 New
Wells Fargo
11
Wells Fargo
California
$377K 38,492 -5,098 -12%
OC
12
Oppenheimer & Co
New York
$367K 37,490 -15,200 -29%
WA
13
WFG Advisors
Texas
$330K 33,756 +1,244 +4%
SG Americas Securities
14
SG Americas Securities
New York
$295K 30,200 +30,200 New
NAM
15
NTV Asset Management
West Virginia
$245K 25,145 -9,217 -27%
GC
16
Guggenheim Capital
Illinois
$243K 24,840 +12,688 +104%
VKH
17
Virtu KCG Holdings
New York
$241K 24,595 +13,653 +125%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$214K 21,859 -7,852 -26%
Ameriprise
19
Ameriprise
Minnesota
$206K 21,015 -364 -2%
BRWA
20
B. Riley Wealth Advisors
Florida
$201K 20,521 +1,165 +6%
Creative Planning
21
Creative Planning
Kansas
$189K 19,302 +9,329 +94%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$143K 14,609 +2,193 +18%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$133K 13,692 +263 +2%
RCM
24
Rivernorth Capital Management
Florida
$132K 13,491 +13,491 New
1SB
25
1ST Source Bank
Indiana
$125K 12,750 -1,701 -12%
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