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RCS

PIMCO Strategic Income Fund

44 hedge funds and large institutions have $15.1M invested in PIMCO Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

5% more funds holding

Funds holding: 4244 (+2)

0.21% more ownership

Funds ownership: 3.58%3.79% (+0.21%)

0% less capital invested

Capital invested by funds: $15.1M → $15.1M (-$31.4K)

19% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 16

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.11M -$96.3K -9,466 -4%
Bank of America
2
Bank of America
North Carolina
$1.6M +$102K +10,044 +7%
Invesco
3
Invesco
Georgia
$1.33M -$168K -16,511 -11%
PP
4
Paloma Partners
Connecticut
$1.3M +$1.35M +133,220 New
NPC
5
National Planning Corporation
California
$1.26M -$339K -33,365 -21%
Morgan Stanley
6
Morgan Stanley
New York
$959K +$151K +14,837 +18%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$900K -$559 -55 -0.1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$494K -$52.3K -5,146 -9%
U
9
UBS
Switzerland
$456K -$78.8K -7,754 -14%
MIG
10
Mariner Investment Group
New York
$407K +$423K +41,618 New
Wells Fargo
11
Wells Fargo
California
$377K -$51.8K -5,098 -12%
OC
12
Oppenheimer & Co
New York
$367K -$155K -15,200 -29%
WA
13
WFG Advisors
Texas
$330K +$12.6K +1,244 +4%
SG Americas Securities
14
SG Americas Securities
New York
$295K +$307K +30,200 New
NAM
15
NTV Asset Management
West Virginia
$245K -$93.7K -9,217 -27%
GC
16
Guggenheim Capital
Illinois
$243K +$129K +12,688 +104%
VKH
17
Virtu KCG Holdings
New York
$241K +$139K +13,653 +125%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$214K -$79.8K -7,852 -26%
Ameriprise
19
Ameriprise
Minnesota
$206K -$3.7K -364 -2%
BRWA
20
B. Riley Wealth Advisors
Florida
$201K +$11.8K +1,165 +6%
Creative Planning
21
Creative Planning
Kansas
$189K +$94.9K +9,329 +94%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$143K +$22.3K +2,193 +18%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$133K +$2.67K +263 +2%
RCM
24
Rivernorth Capital Management
Florida
$132K +$137K +13,491 New
1SB
25
1ST Source Bank
Indiana
$125K -$17.3K -1,701 -12%

RCS Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Strategic Income Fund (RCS) for Q4 2013, worth a combined $15.1M — down 0.21% from $15.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new RCS positions and 7 closed out — a net gain of 3 holders — while 13 added to existing stakes and 16 trimmed.

The largest buyer was Paloma Partners, opening a new position worth an estimated $1.35M. The largest seller was Raymond James & Associates, exiting entirely with an estimated $539K sold.

  • 44 institutional investors held PIMCO Strategic Income Fund (RCS) as of Q4 2013, up from 42 in Q3 2013.
  • Funds reported $15.1M of PIMCO Strategic Income Fund stock for Q4 2013, down 0.21% quarter-over-quarter.
  • 10 funds opened new PIMCO Strategic Income Fund positions in Q4 2013 and 7 closed out, a net change of +3 holders.
  • The largest PIMCO Strategic Income Fund buyer in Q4 2013 was Paloma Partners, an estimated $1.35M added.
  • The largest PIMCO Strategic Income Fund seller in Q4 2013 was Raymond James & Associates, an estimated $539K sold.

Based on aggregated 13F filings for Q4 2013.