RCS

PIMCO Strategic Income Fund
RCS

Overview Fund Activity

43 hedge funds and large institutions have $13.5M invested in PIMCO Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$353K
2
CAN
2
Cetera Advisor Networks
California
$146K
3
Nomura Holdings
3
Nomura Holdings
Japan
$145K
4
Goldman Sachs
4
Goldman Sachs
New York
$128K
5
DA
5
Doliver Advisors
Texas
$114K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
MBT
2
Monroe Bank & Trust
Michigan
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$229K
4
NL
4
NWAM LLC
Washington
$0
5
NPC
5
National Planning Corporation
California
$1.03M
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$1.84M 186,997 +10,286 +6%
Bank of America
2
Bank of America
North Carolina
$1.82M 184,069 -4,985 -3%
LPL Financial
3
LPL Financial
California
$1.62M 160,890 +6,663 +4%
NPC
4
National Planning Corporation
California
$1.03M 101,993 -8,726 -8%
Morgan Stanley
5
Morgan Stanley
New York
$958K 97,207 -3,719 -4%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$930K 94,308 +1,482 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$487K 49,388 -571 -1%
AQR Capital Management
8
AQR Capital Management
Connecticut
$353K 35,828 +35,828 New
GC
9
Guggenheim Capital
Illinois
$352K 35,776 -2,896 -7%
U
10
UBS
Switzerland
$316K 32,062 -7,590 -19%
WA
11
WFG Advisors
Texas
$290K 29,418 -1,545 -5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$265K 26,872 +7,561 +39%
NAM
13
NTV Asset Management
West Virginia
$244K 24,748 +35 +0.1%
Wells Fargo
14
Wells Fargo
California
$232K 23,500 -5,199 -18%
VKH
15
Virtu KCG Holdings
New York
$230K 23,345 +11,125 +91%
BRWA
16
B. Riley Wealth Advisors
Florida
$229K 23,221 -21,351 -48%
AIG
17
American International Group
New York
$187K 18,949 +7,584 +67%
Ameriprise
18
Ameriprise
Minnesota
$174K 17,694 -1,681 -9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$159K 16,145 -262 -2%
CAN
20
Cetera Advisor Networks
California
$146K 14,646 +14,646 New
Nomura Holdings
21
Nomura Holdings
Japan
$145K 14,644 +14,644 New
Goldman Sachs
22
Goldman Sachs
New York
$128K 12,938 +12,938 New
SI
23
SII Investments
Wisconsin
$123K 12,330 +400 +3%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$118K 11,952 +125 +1%
KFS
25
KMS Financial Services
Washington
$117K 11,863 – –
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