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RCS

PIMCO Strategic Income Fund

42 hedge funds and large institutions have $15.1M invested in PIMCO Strategic Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

8% more funds holding

Funds holding: 3942 (+3)

0.21% less ownership

Funds ownership: 3.79%3.58% (-0.21%)

7% less capital invested

Capital invested by funds: $16.2M → $15.1M (-$1.11M)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.3M -$127K -12,118 -5%
NPC
2
National Planning Corporation
California
$1.7M +$203K +19,421 +14%
Bank of America
3
Bank of America
North Carolina
$1.6M +$79.1K +7,566 +5%
Invesco
4
Invesco
Georgia
$1.58M -$217K -20,793 -12%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$959K -$8.25K -789 -0.8%
Morgan Stanley
6
Morgan Stanley
New York
$866K -$493K -47,164 -36%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$580K -$142K -13,589 -20%
U
8
UBS
Switzerland
$566K -$42.8K -4,097 -7%
OC
9
Oppenheimer & Co
New York
$549K -$41.8K -4,000 -7%
RJA
10
Raymond James & Associates
Florida
$539K -$46.4K -4,440 -8%
Wells Fargo
11
Wells Fargo
California
$454K -$47.5K -4,540 -9%
NAM
12
NTV Asset Management
West Virginia
$357K -$20.6K -1,969 -5%
WA
13
WFG Advisors
Texas
$338K +$8.4K +804 +3%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$311K
Ameriprise
15
Ameriprise
Minnesota
$223K -$29.4K -2,809 -12%
BRWA
16
B. Riley Wealth Advisors
Florida
$201K -$15.7K -1,500 -7%
1SB
17
1ST Source Bank
Indiana
$150K +$151K +14,451 New
SNC
18
Stifel Nicolaus & Co
Missouri
$147K +$21.5K +2,060 +17%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$139K +$2.55K +244 +2%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$132K +$132K +12,670 New
ICOA
21
Investment Centers of America
North Dakota
$130K +$128K +12,263 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$129K -$22.9K -2,192 -15%
GC
23
Guggenheim Capital
Illinois
$127K +$127K +12,152 New
KFS
24
KMS Financial Services
Washington
$122K +$366 +35 +0.3%
Nomura Holdings
25
Nomura Holdings
Japan
$119K +$119K +11,380 New

RCS Hedge Fund Activity: Q3 2013 in Review

42 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Strategic Income Fund (RCS) for Q3 2013, worth a combined $15.1M — down 6.8% from $16.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RCS positions and 3 closed out — a net gain of 4 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was National Planning Corporation, adding an estimated $203K. The largest seller was Morgan Stanley, cutting an estimated $493K.

  • 42 institutional investors held PIMCO Strategic Income Fund (RCS) as of Q3 2013, up from 39 in Q2 2013.
  • Funds reported $15.1M of PIMCO Strategic Income Fund stock for Q3 2013, down 6.8% quarter-over-quarter.
  • 7 funds opened new PIMCO Strategic Income Fund positions in Q3 2013 and 3 closed out, a net change of +4 holders.
  • The largest PIMCO Strategic Income Fund buyer in Q3 2013 was National Planning Corporation, an estimated $203K added.
  • The largest PIMCO Strategic Income Fund seller in Q3 2013 was Morgan Stanley, an estimated $493K sold.

Based on aggregated 13F filings for Q3 2013.