RCS

PIMCO Strategic Income Fund
RCS

Overview Fund Activity

42 hedge funds and large institutions have $15.1M invested in PIMCO Strategic Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$1.7M
2
1SB
2
1ST Source Bank
Indiana
$150K
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$132K
4
ICOA
4
Investment Centers of America
North Dakota
$130K
5
GC
5
Guggenheim Capital
Illinois
$127K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$866K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Invesco
3
Invesco
Georgia
$1.58M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$580K
5
SI
5
SII Investments
Wisconsin
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.3M 225,648 -12,118 -5%
NPC
2
National Planning Corporation
California
$1.7M 162,044 +19,421 +14%
Bank of America
3
Bank of America
North Carolina
$1.6M 153,560 +7,566 +5%
Invesco
4
Invesco
Georgia
$1.58M 152,184 -20,793 -12%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$959K 92,077 -789 -0.8%
Morgan Stanley
6
Morgan Stanley
New York
$866K 83,231 -47,164 -36%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$580K 55,720 -13,589 -20%
U
8
UBS
Switzerland
$566K 54,387 -4,097 -7%
OC
9
Oppenheimer & Co
New York
$549K 52,690 -4,000 -7%
RJA
10
Raymond James & Associates
Florida
$539K 51,763 -4,440 -8%
Wells Fargo
11
Wells Fargo
California
$454K 43,590 -4,540 -9%
NAM
12
NTV Asset Management
West Virginia
$357K 34,362 -1,969 -5%
WA
13
WFG Advisors
Texas
$338K 32,512 +804 +3%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$311K 29,711 – –
Ameriprise
15
Ameriprise
Minnesota
$223K 21,379 -2,809 -12%
BRWA
16
B. Riley Wealth Advisors
Florida
$201K 19,356 -1,500 -7%
1SB
17
1ST Source Bank
Indiana
$150K 14,451 +14,451 New
SNC
18
Stifel Nicolaus & Co
Missouri
$147K 14,096 +2,060 +17%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$139K 13,429 +244 +2%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$132K 12,670 +12,670 New
ICOA
21
Investment Centers of America
North Dakota
$130K 12,263 +12,263 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$129K 12,416 -2,192 -15%
GC
23
Guggenheim Capital
Illinois
$127K 12,152 +12,152 New
KFS
24
KMS Financial Services
Washington
$122K 11,766 +35 +0.3%
Nomura Holdings
25
Nomura Holdings
Japan
$119K 11,380 +11,380 New
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