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RCS

PIMCO Strategic Income Fund

43 hedge funds and large institutions have $17.8M invested in PIMCO Strategic Income Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

32% more capital invested

Capital invested by funds: $13.5M → $17.8M (+$4.31M)

1.03% more ownership

Funds ownership: 3.63%4.67% (+1%)

0% more funds holding

Funds holding: 4343 (0)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
43
Holders Change
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
11
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.74M +$3.17M +316,414 +172%
Invesco
2
Invesco
Georgia
$1.9M +$134K +13,334 +7%
LPL Financial
3
LPL Financial
California
$1.44M -$88.2K -8,791 -5%
FWM
4
Frontier Wealth Management
Missouri
$1.22M +$1.3M +129,160 New
NPC
5
National Planning Corporation
California
$911K -$77.6K -7,738 -8%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$893K +$401 +40 +0%
Morgan Stanley
7
Morgan Stanley
New York
$853K -$71.6K -7,139 -7%
PFS
8
Prospera Financial Services
Texas
$781K -$564K -56,281 -41%
VKH
9
Virtu KCG Holdings
New York
$492K +$287K +28,639 +123%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$481K +$13K +1,295 +3%
BKA
11
Brick & Kyle Associates
Pennsylvania
$458K +$485K +48,320 New
Koshinski Asset Management
12
Koshinski Asset Management
Illinois
$445K +$471K +46,983 New
GC
13
Guggenheim Capital
Illinois
$313K -$26.5K -2,640 -7%
UBS Group
14
UBS Group
Switzerland
$305K +$323K +32,176 New
Creative Planning
15
Creative Planning
Kansas
$249K +$160K +15,926 +153%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$236K -$20.1K -2,002 -7%
NAM
17
NTV Asset Management
West Virginia
$215K -$19.7K -1,963 -8%
Wells Fargo
18
Wells Fargo
California
$186K -$39K -3,893 -17%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$185K +$33.4K +3,332 +21%
Ameriprise
20
Ameriprise
Minnesota
$174K +$6.74K +672 +4%
SWP
21
Stratos Wealth Partners
Ohio
$156K +$165K +16,444 New
CAN
22
Cetera Advisor Networks
California
$152K +$13.4K +1,336 +9%
Stifel Financial
23
Stifel Financial
Missouri
$121K +$10.7K +1,069 +9%
SFM
24
Signet Financial Management
New Jersey
$116K +$123K +12,240 New
SI
25
SII Investments
Wisconsin
$113K -$4.01K -400 -3%

RCS Hedge Fund Activity: Q4 2014 in Review

43 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in PIMCO Strategic Income Fund (RCS) for Q4 2014, worth a combined $17.8M — up 32% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RCS positions and 6 closed out — a net gain of 3 holders — while 11 added to existing stakes and 14 trimmed.

The largest buyer was Bank of America, adding an estimated $3.17M. The largest seller was Prospera Financial Services, cutting an estimated $564K.

  • 43 institutional investors held PIMCO Strategic Income Fund (RCS) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $17.8M of PIMCO Strategic Income Fund stock for Q4 2014, up 32% quarter-over-quarter.
  • 9 funds opened new PIMCO Strategic Income Fund positions in Q4 2014 and 6 closed out, a net change of +3 holders.
  • The largest PIMCO Strategic Income Fund buyer in Q4 2014 was Bank of America, an estimated $3.17M added.
  • The largest PIMCO Strategic Income Fund seller in Q4 2014 was Prospera Financial Services, an estimated $564K sold.

Based on aggregated 13F filings for Q4 2014.