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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
201
Allstate
ALL
$70.6B
$936K 0.04%
6,646
+3,729
+128% +$486K
STZ icon
202
Constellation Brands
STZ
$22.5B
$930K 0.04%
3,848
+2,846
+284% +$677K
IWS icon
203
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$930K 0.04%
7,999
+5,244
+190% +$559K
LRCX icon
204
Lam Research
LRCX
$316B
$927K 0.04%
11,800
+4,860
+70% +$331K
NOC icon
205
Northrop Grumman
NOC
$76B
$926K 0.04%
1,979
+768
+63% +$360K
ICE icon
206
Intercontinental Exchange
ICE
$87.2B
$915K 0.04%
7,127
+3,988
+127% +$452K
PANW icon
207
Palo Alto Networks
PANW
$256B
$912K 0.04%
6,198
+4,038
+187% +$540K
PLD icon
208
Prologis
PLD
$136B
$901K 0.04%
6,757
+2,761
+69% +$313K
EPD icon
209
Enterprise Products Partners
EPD
$83.7B
$892K 0.04%
33,850
+17,642
+109% +$470K
AMCR icon
210
Amcor
AMCR
$21.2B
$892K 0.04%
18,501
-257
-1% -$11.8K
SSD icon
211
Simpson Manufacturing
SSD
$7.79B
$889K 0.04%
+4,492
New +$712K
LEN icon
212
Lennar Class A
LEN
$20.4B
$886K 0.04%
6,143
+3,399
+124% +$409K
GILD icon
213
Gilead Sciences
GILD
$165B
$883K 0.04%
10,898
+7,082
+186% +$551K
IGSB icon
214
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$872K 0.04%
+17,003
New +$854K
TXN icon
215
Texas Instruments
TXN
$248B
$862K 0.04%
5,058
+1,357
+37% +$210K
CARR icon
216
Carrier Global
CARR
$49.4B
$862K 0.04%
14,959
+7,801
+109% +$413K
CCI icon
217
Crown Castle
CCI
$34.6B
$856K 0.04%
7,427
+3,810
+105% +$390K
DG icon
218
Dollar General
DG
$28.4B
$849K 0.04%
+6,246
New +$758K
SHV icon
219
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$848K 0.04%
+7,701
New +$849K
ELV icon
220
Elevance Health
ELV
$81.5B
$829K 0.03%
1,757
+751
+75% +$347K
FISV
221
Fiserv Inc
FISV
$29.7B
$818K 0.03%
6,158
+1,715
+39% +$210K
DFAC icon
222
Dimensional US Core Equity 2 ETF
DFAC
$47B
$815K 0.03%
27,866
– –
EOG icon
223
EOG Resources
EOG
$77.7B
$802K 0.03%
6,628
+3,069
+86% +$382K
GPK icon
224
Graphic Packaging
GPK
$3.35B
$797K 0.03%
32,207
+15,321
+91% +$343K
CRWD icon
225
CrowdStrike
CRWD
$183B
$796K 0.03%
12,472
+2,060
+20% +$108K
7 8
9
10 11

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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.