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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$87.1M
Cap. Flow %
9.09%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.71%
2 Technology 10.46%
3 Consumer Staples 7.87%
4 Financials 4.6%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
201
Schwab US Dividend Equity ETF
SCHD
$110B
$374K 0.04%
15,876
-447
-3% -$11K
TQQQ icon
202
ProShares UltraPro QQQ
TQQQ
$34.1B
$366K 0.04%
20,536
– –
FLOT icon
203
iShares Floating Rate Bond ETF
FLOT
$10.8B
$362K 0.04%
7,114
+1,792
+34% +$90.9K
SPTM icon
204
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.9B
$360K 0.04%
6,860
+27
+0.4% +$1.48K
VBR icon
205
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$359K 0.04%
2,250
+20
+0.9% +$3.34K
BTLN
206
Brightline Interactive
BTLN
$14.9M
$356K 0.04%
193,478
+93,478
+93% +$310K
ECL icon
207
Ecolab
ECL
$76.8B
$356K 0.04%
2,101
+371
+21% +$67.5K
IJH icon
208
iShares Core S&P Mid-Cap ETF
IJH
$121B
$353K 0.04%
7,085
+1,900
+37% +$99.6K
EL icon
209
Estee Lauder
EL
$34.6B
$352K 0.04%
2,435
+1,012
+71% +$169K
HDV
210
iShares Core High Dividend ETF
HDV
$15.3B
$351K 0.04%
17,770
+190
+1% +$3.89K
SNPS icon
211
Synopsys
SNPS
$72.5B
$351K 0.04%
764
+20
+3% +$8.95K
VO icon
212
Vanguard Morningstar Mid-Cap ETF
VO
$104B
$350K 0.04%
6,728
+280
+4% +$15.4K
IYW icon
213
iShares US Technology ETF
IYW
$25B
$350K 0.04%
3,332
+3
+0.1% +$326
EFV icon
214
iShares MSCI EAFE Value ETF
EFV
$31.5B
$347K 0.04%
7,097
+16
+0.2% +$793
F icon
215
Ford
F
$53.2B
$346K 0.04%
27,850
-470
-2% -$6.1K
ISRG icon
216
Intuitive Surgical
ISRG
$135B
$345K 0.04%
1,182
-29
-2% -$9.06K
ICE icon
217
Intercontinental Exchange
ICE
$86.5B
$345K 0.04%
3,139
+445
+17% +$51K
KMB icon
218
Kimberly-Clark
KMB
$32.6B
$341K 0.04%
2,818
-183
-6% -$23.6K
PH icon
219
Parker-Hannifin
PH
$116B
$337K 0.04%
864
+67
+8% +$26.9K
VRSK icon
220
Verisk Analytics
VRSK
$23.7B
$336K 0.04%
1,422
-168
-11% -$39.6K
AON icon
221
Aon
AON
$63.8B
$335K 0.03%
1,032
+309
+43% +$102K
APD icon
222
Air Products & Chemicals
APD
$63.9B
$333K 0.03%
1,176
+294
+33% +$86.2K
CCI icon
223
Crown Castle
CCI
$31.2B
$333K 0.03%
3,617
+1,357
+60% +$141K
MCHP icon
224
Microchip Technology
MCHP
$37.8B
$330K 0.03%
4,230
+2
+0% +$167
SPYD icon
225
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.43B
$329K 0.03%
9,395
– –
7 8
9
10 11

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PFS
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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $87.1M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 63% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.