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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
201
Moderna
MRNA
$21.6B
$373K 0.04%
+2,075
New +$339K
CPS icon
202
Cooper-Standard Automotive
CPS
$517M
$371K 0.04%
41,000
– –
FIS icon
203
Fidelity National Information Services
FIS
$24.2B
$369K 0.04%
5,432
+224
+4% +$15.9K
SPTM icon
204
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$368K 0.04%
7,777
– –
VBK icon
205
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$367K 0.04%
1,832
+393
+27% +$80.4K
HDV
206
iShares Core High Dividend ETF
HDV
$14.7B
$367K 0.04%
17,580
– –
NOW icon
207
ServiceNow
NOW
$120B
$365K 0.04%
4,705
+1,555
+49% +$122K
ROP icon
208
Roper Technologies
ROP
$40.4B
$365K 0.04%
844
+200
+31% +$82.4K
MET icon
209
MetLife
MET
$62.4B
$365K 0.04%
5,039
+343
+7% +$24.6K
SRE icon
210
Sempra
SRE
$58.1B
$361K 0.04%
4,668
+938
+25% +$72.6K
MPC icon
211
Marathon Petroleum
MPC
$90.1B
$360K 0.04%
3,092
+198
+7% +$22.6K
EOG icon
212
EOG Resources
EOG
$77.7B
$360K 0.04%
2,778
+276
+11% +$36.7K
ETN icon
213
Eaton
ETN
$141B
$358K 0.04%
2,278
+587
+35% +$90K
TECH icon
214
Bio-Techne
TECH
$11.2B
$357K 0.04%
4,305
+837
+24% +$66.5K
MSCI icon
215
MSCI
MSCI
$42.4B
$355K 0.04%
+764
New +$355K
OEF icon
216
iShares S&P 100 ETF
OEF
$19.5B
$355K 0.04%
2,083
-42
-2% -$7.25K
C icon
217
Citigroup
C
$213B
$354K 0.04%
7,833
+2,331
+42% +$106K
VBR icon
218
Vanguard Small-Cap Value ETF
VBR
$37.2B
$353K 0.04%
2,224
-1,259
-36% -$200K
CSGP icon
219
CoStar Group
CSGP
$12.2B
$352K 0.04%
4,561
+1,236
+37% +$96.6K
A icon
220
Agilent Technologies
A
$39.6B
$349K 0.04%
2,333
+307
+15% +$43.8K
CB icon
221
Chubb
CB
$140B
$349K 0.04%
1,581
+245
+18% +$51K
ADI icon
222
Analog Devices
ADI
$172B
$346K 0.04%
2,112
+225
+12% +$35.1K
AEP icon
223
American Electric Power
AEP
$70.4B
$344K 0.04%
3,623
+1,116
+45% +$102K
EEM icon
224
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$342K 0.04%
+9,022
New +$333K
VHT icon
225
Vanguard Health Care ETF
VHT
$18.5B
$335K 0.04%
1,352
+146
+12% +$35.4K
7 8
9
10 11

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.