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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
201
TJX Companies
TJX
$176B
$299K 0.03%
4,813
+1,034
+27% +$64.9K
IJS icon
202
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$298K 0.03%
3,615
-2,418
-40% -$224K
KEYS icon
203
Keysight
KEYS
$53.4B
$298K 0.03%
1,895
+181
+11% +$29K
TMUS icon
204
T-Mobile US
TMUS
$186B
$298K 0.03%
2,221
+141
+7% +$19.8K
VLO icon
205
Valero Energy
VLO
$92.6B
$296K 0.03%
2,773
+30
+1% +$3.3K
MAR icon
206
Marriott International
MAR
$99B
$292K 0.03%
2,085
-112
-5% -$17.1K
VTV icon
207
Vanguard Morningstar Value ETF
VTV
$188B
$289K 0.03%
2,337
-698
-23% -$94.3K
EMR icon
208
Emerson Electric
EMR
$83.3B
$288K 0.03%
3,933
-566
-13% -$47K
MPC icon
209
Marathon Petroleum
MPC
$91.7B
$287K 0.03%
2,894
+382
+15% +$35.8K
RMD icon
210
ResMed
RMD
$30.3B
$287K 0.03%
1,316
+152
+13% +$34.6K
MET icon
211
MetLife
MET
$62.5B
$285K 0.03%
4,696
-2,649
-36% -$169K
MRVL icon
212
Marvell Technology
MRVL
$165B
$282K 0.03%
6,572
-568
-8% -$28.1K
VEA icon
213
Vanguard FTSE Developed Markets ETF
VEA
$230B
$282K 0.03%
7,746
-1,572
-17% -$64.1K
VRTX icon
214
Vertex Pharmaceuticals
VRTX
$122B
$282K 0.03%
974
+47
+5% +$13.5K
GLD icon
215
SPDR Gold Trust
GLD
$133B
$281K 0.03%
1,814
– –
VBK icon
216
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$281K 0.03%
1,439
-165
-10% -$35.4K
EOG icon
217
EOG Resources
EOG
$77.5B
$280K 0.03%
2,502
-325
-11% -$36.5K
SCHG icon
218
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$280K 0.03%
20,064
+1,988
+11% +$31.1K
SRE icon
219
Sempra
SRE
$58.6B
$280K 0.03%
3,730
+10
+0.3% +$809
IYF icon
220
iShares US Financials ETF
IYF
$4.67B
$278K 0.03%
4,120
+19
+0.5% +$1.4K
DAL icon
221
Delta Air Lines
DAL
$58.3B
$273K 0.03%
9,713
-30
-0.3% -$953
ECL icon
222
Ecolab
ECL
$78.6B
$271K 0.03%
1,875
+454
+32% +$73.7K
NXPI icon
223
NXP Semiconductors
NXPI
$61.8B
$271K 0.03%
+1,838
New +$308K
VHT icon
224
Vanguard Health Care ETF
VHT
$18.3B
$270K 0.03%
1,206
+4
+0.3% +$955
SNPS icon
225
Synopsys
SNPS
$71.3B
$269K 0.03%
+882
New +$299K
7 8
9
10 11

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.