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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
201
Ecolab
ECL
$79.8B
$407K 0.03%
1,735
+379
+28% +$85.7K
PANW icon
202
Palo Alto Networks
PANW
$256B
$406K 0.03%
+4,374
New +$378K
USB icon
203
US Bancorp
USB
$97.9B
$397K 0.03%
7,071
+1,378
+24% +$81.5K
KEYS icon
204
Keysight
KEYS
$50.7B
$382K 0.03%
+1,849
New +$346K
ROP icon
205
Roper Technologies
ROP
$40.4B
$382K 0.03%
+777
New +$370K
SGEN
206
DELISTED
Seagen Inc. Common Stock
SGEN
$380K 0.03%
2,457
– –
AMGN icon
207
Amgen
AMGN
$209B
$367K 0.03%
1,629
+176
+12% +$37.1K
VBK icon
208
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$366K 0.03%
1,298
-360
-22% -$103K
NOW icon
209
ServiceNow
NOW
$120B
$365K 0.03%
2,810
+1,145
+69% +$150K
DOCU
210
DocuSign
DOCU
$11.1B
$364K 0.03%
2,392
+673
+39% +$153K
DXCM icon
211
DexCom
DXCM
$29B
$363K 0.03%
2,704
+316
+13% +$45.4K
VEA icon
212
Vanguard FTSE Developed Markets ETF
VEA
$223B
$360K 0.03%
7,047
+53
+0.8% +$2.72K
AOM icon
213
iShares Core Moderate Allocation ETF
AOM
$1.74B
$353K 0.03%
7,770
+222
+3% +$10.1K
VHT icon
214
Vanguard Health Care ETF
VHT
$18.5B
$352K 0.03%
1,323
-5
-0.4% -$1.27K
BKNG icon
215
Booking.com
BKNG
$156B
$350K 0.03%
3,650
+350
+11% +$33.2K
MRNA icon
216
Moderna
MRNA
$21.6B
$349K 0.03%
1,373
+455
+50% +$133K
ISRG icon
217
Intuitive Surgical
ISRG
$127B
$347K 0.03%
+966
New +$332K
MAR icon
218
Marriott International
MAR
$100B
$343K 0.03%
2,077
+577
+38% +$90.8K
LIN icon
219
Linde
LIN
$236B
$342K 0.03%
+986
New +$319K
GM icon
220
General Motors
GM
$80.9B
$341K 0.03%
5,809
+2,381
+69% +$139K
GSK icon
221
GSK
GSK
$107B
$340K 0.03%
+6,162
New +$321K
DAL icon
222
Delta Air Lines
DAL
$56.7B
$339K 0.03%
8,682
+2,138
+33% +$85.6K
PSA icon
223
Public Storage
PSA
$61.5B
$339K 0.03%
906
+118
+15% +$39.4K
ZBRA icon
224
Zebra Technologies
ZBRA
$13.5B
$335K 0.03%
+563
New +$320K
INFO
225
DELISTED
IHS Markit Ltd. Common Shares
INFO
$334K 0.03%
+2,515
New +$320K
7 8
9
10 11

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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.