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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
201
Vanguard Health Care ETF
VHT
$18.1B
$328K 0.03%
1,328
+5
+0.4% +$1.28K
DXCM icon
202
DexCom
DXCM
$32.2B
$326K 0.03%
2,388
+452
+23% +$57K
TTWO icon
203
Take-Two Interactive
TTWO
$45.4B
$326K 0.03%
+2,113
New +$342K
C icon
204
Citigroup
C
$222B
$321K 0.03%
+4,578
New +$320K
ZTS icon
205
Zoetis
ZTS
$32.4B
$316K 0.03%
1,628
+465
+40% +$93.8K
CI icon
206
Cigna
CI
$73.8B
$315K 0.03%
1,575
+354
+29% +$77K
BKNG icon
207
Booking.com
BKNG
$149B
$314K 0.03%
+3,300
New +$296K
ACN icon
208
Accenture
ACN
$102B
$312K 0.03%
+911
New +$296K
ADP icon
209
Automatic Data Processing
ADP
$106B
$309K 0.03%
1,548
+245
+19% +$50.5K
AMGN icon
210
Amgen
AMGN
$208B
$309K 0.03%
1,453
+347
+31% +$79.9K
BLK icon
211
Blackrock
BLK
$169B
$304K 0.02%
363
+110
+43% +$98.6K
TSN icon
212
Tyson Foods
TSN
$20.4B
$304K 0.02%
3,857
+142
+4% +$10.7K
DFAT icon
213
Dimensional US Targeted Value ETF
DFAT
$14.6B
$301K 0.02%
6,769
+16
+0.2% +$709
MELI icon
214
Mercado Libre
MELI
$95.2B
$299K 0.02%
178
-4
-2% -$6.93K
XLK icon
215
State Street Technology Select Sector SPDR ETF
XLK
$115B
$298K 0.02%
3,988
-72
-2% -$5.55K
SCHD icon
216
Schwab US Dividend Equity ETF
SCHD
$103B
$296K 0.02%
11,958
+1,647
+16% +$41.9K
TRMB icon
217
Trimble
TRMB
$13.2B
$289K 0.02%
+3,514
New +$309K
OTIS icon
218
Otis Worldwide
OTIS
$27.4B
$286K 0.02%
3,471
+376
+12% +$33.1K
DAL icon
219
Delta Air Lines
DAL
$57.5B
$285K 0.02%
6,544
+1,224
+23% +$50K
LHX icon
220
L3Harris
LHX
$51.6B
$284K 0.02%
1,289
+223
+21% +$50.7K
ECL icon
221
Ecolab
ECL
$78.1B
$283K 0.02%
1,356
+378
+39% +$82.8K
IYF icon
222
iShares US Financials ETF
IYF
$4.67B
$281K 0.02%
3,398
– –
STL
223
DELISTED
Sterling Bancorp
STL
$280K 0.02%
11,210
+115
+1% +$2.61K
HMHC
224
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$277K 0.02%
20,651
-44
-0.2% -$554
AVGO icon
225
Broadcom
AVGO
$1.85T
$276K 0.02%
+5,690
New +$277K
7 8
9
10 11

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.