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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
201
Halliburton
HAL
$26.1B
$238K 0.02%
11,070
-9,750
-47% -$204K
EEM icon
202
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$236K 0.02%
4,421
+424
+11% +$23.2K
PSA icon
203
Public Storage
PSA
$61.5B
$236K 0.02%
+958
New +$223K
STZ icon
204
Constellation Brands
STZ
$22.5B
$234K 0.02%
1,026
+64
+7% +$14.4K
DAL icon
205
Delta Air Lines
DAL
$56.7B
$233K 0.02%
4,833
-466
-9% -$20.6K
ATRC icon
206
AtriCure
ATRC
$2.08B
$230K 0.02%
+3,518
New +$217K
PWB icon
207
Invesco Large Cap Growth ETF
PWB
$2.17B
$230K 0.02%
3,380
– –
MS icon
208
Morgan Stanley
MS
$319B
$225K 0.02%
+2,902
New +$222K
UBER icon
209
Uber
UBER
$145B
$221K 0.02%
+4,051
New +$226K
AEP icon
210
American Electric Power
AEP
$70.4B
$214K 0.02%
+2,522
New +$203K
WAT icon
211
Waters Corp
WAT
$37.3B
$214K 0.02%
+753
New +$206K
BX icon
212
Blackstone
BX
$104B
$212K 0.02%
2,840
-3,892
-58% -$269K
DHR icon
213
Danaher
DHR
$138B
$211K 0.02%
1,055
+10
+1% +$2.03K
MGEE icon
214
MGE Energy Inc
MGEE
$3.03B
$211K 0.02%
2,955
+8
+0.3% +$539
ADP icon
215
Automatic Data Processing
ADP
$109B
$210K 0.02%
1,114
-196
-15% -$34K
AGG icon
216
iShares Core US Aggregate Bond ETF
AGG
$138B
$209K 0.02%
1,832
-98
-5% -$11.3K
BALL icon
217
Ball Corp
BALL
$17.5B
$204K 0.02%
2,402
-150
-6% -$13.1K
IYM icon
218
iShares US Basic Materials ETF
IYM
$1.13B
$204K 0.02%
1,627
-170
-9% -$20.3K
OTIS icon
219
Otis Worldwide
OTIS
$27.9B
$203K 0.02%
2,972
-403
-12% -$26.3K
USAU icon
220
US Gold Corp
USAU
$213M
$155K 0.01%
15,000
– –
REFR icon
221
Research Frontiers
REFR
$13.6M
$114K 0.01%
40,000
+10,000
+33% +$38.8K
HMHC
222
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$114K 0.01%
+15,000
New +$85.7K
KGC icon
223
CALL
Kinross Gold
KGC
$27.7B
$100K 0.01%
15,000
– –
PARAA
224
CALL
DELISTED
Paramount Global Class A
PARAA
$90K 0.01%
2,000
– –
GNSS icon
225
Genasys
GNSS
$76.5M
$67K 0.01%
10,000
– –
7 8
9
10 11

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.