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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
(-25%)
Cap. Flow
+$4.11M
Cap. Flow
% of AUM
0.58%
Top 10 Holdings %
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$33.9M |
| 2 |
WisdomTree Emerging Markets High Dividend Fund
DEM
|
+$15.3M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.9M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$10.6M |
| 5 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$10.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mondelez International
MDLZ
|
+$20M |
| 2 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.7M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$4.8M |
| 4 |
iShares Russell 1000 Growth ETF
IWF
|
+$4.51M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$4.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 14.48% |
| 2 | Technology | 5.99% |
| 3 | Financials | 3.58% |
| 4 | Healthcare | 2.98% |
| 5 | Communication Services | 1.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Accenture
ACN
$102B
| – | – |
-978
| Closed | -$206K |
|
202
AES
AES
$10.5B
| – | – |
-15,980
| Closed | -$318K |
|
203
Amcor
AMCR
$20.8B
| – | – |
-2,620
| Closed | -$142K |
|
204
Ametek
AME
$55.4B
| – | – |
-3,369
| Closed | -$336K |
|
|
ANSS
205
DELISTED
Ansys
ANSS
| – | – |
-1,771
| Closed | -$456K |
|
206
Aon
AON
$76.5B
| – | – |
-1,416
| Closed | -$295K |
|
207
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
| – | – |
-4,348
| Closed | -$208K |
|
208
Ashland
ASH
$3.33B
| – | – |
-2,104
| Closed | -$161K |
|
209
Aterian
ATER
$4.45M
| – | – |
-1,910
| Closed | -$135K |
|
210
Atmos Energy
ATO
$28.8B
| – | – |
-161
| Closed | -$18K |
|
211
Broadcom
AVGO
$1.85T
| – | – |
-15,320
| Closed | -$484K |
|
212
Best Buy
BBY
$18.2B
| – | – |
-444
| Closed | -$39K |
|
213
BCE
BCE
$20.2B
| – | – |
-12,633
| Closed | -$760K |
|
214
Booking.com
BKNG
$149B
| – | – |
-2,625
| Closed | -$216K |
|
215
British American Tobacco
BTI
$131B
| – | – |
-5,393
| Closed | -$229K |
|
216
Citigroup
C
$222B
| – | – |
-10,139
| Closed | -$810K |
|
217
Conagra Brands
CAG
$6.94B
| – | – |
-6,104
| Closed | -$209K |
|
218
Chubb
CB
$135B
| – | – |
-1,015
| Closed | -$158K |
|
219
Citizens Financial Group
CFG
$30.3B
| – | – |
-7,806
| Closed | -$317K |
|
220
Canadian Imperial Bank of Commerce
CM
$108B
| – | – |
-13,418
| Closed | -$725K |
|
221
Cummins
CMI
$87.5B
| – | – |
-1,565
| Closed | -$280K |
|
222
CMS Energy
CMS
$22.6B
| – | – |
-446
| Closed | -$28K |
|
223
CenterPoint Energy
CNP
$27.7B
| – | – |
-6,601
| Closed | -$180K |
|
224
ConocoPhillips
COP
$147B
| – | – |
-2,276
| Closed | -$148K |
|
225
Danaher
DHR
$137B
| – | – |
-4,006
| Closed | -$545K |
|
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NorthRock Partners's Q1 2020 Portfolio in Review
As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.
By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
- NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
- NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
- NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
- NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
- NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
- NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.
Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.