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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 15.63% |
| 2 | Technology | 5.84% |
| 3 | Financials | 3.37% |
| 4 | Healthcare | 2.72% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
AES
AES
$10.6B
| $318K | 0.03% |
15,980
-21,418
| -57% | -$383K |
|
202
Eaton
ETN
$141B
| $318K | 0.03% |
3,357
-3,775
| -53% | -$335K |
|
203
Citizens Financial Group
CFG
$30.1B
| $317K | 0.03% |
7,806
-10,105
| -56% | -$378K |
|
204
Fidelity National Financial
FNF
$14.4B
| $317K | 0.03% |
7,270
-8,552
| -54% | -$380K |
|
205
Whirlpool
WHR
$2.49B
| $316K | 0.03% |
2,142
-2,462
| -53% | -$372K |
|
206
W.P. Carey
WPC
$16.6B
| $316K | 0.03% |
+4,031
| New | +$338K |
|
207
Xcel Energy
XEL
$49.2B
| $316K | 0.03% |
4,977
+230
| +5% | +$14.4K |
|
208
US Bancorp
USB
$97.9B
| $312K | 0.03% |
5,262
+1,180
| +29% | +$68.2K |
|
209
Colgate-Palmolive
CL
$74.8B
| $310K | 0.03% |
4,503
+402
| +10% | +$27.4K |
|
|
MRSH
210
Marsh
MRSH
$94.3B
| $304K | 0.03% |
+2,729
| New | +$285K |
|
211
TotalEnergies
TTE
$193B
| $302K | 0.03% |
5,461
-6,931
| -56% | -$366K |
|
212
Magna International
MGA
$18.8B
| $299K | 0.03% |
4,199
-7,969
| -65% | -$432K |
|
213
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
| $299K | 0.03% |
7,501
-1,020
| -12% | -$38.9K |
|
214
American Electric Power
AEP
$70.4B
| $297K | 0.03% |
+3,143
| New | +$290K |
|
215
Aon
AON
$80.6B
| $295K | 0.03% |
+1,416
| New | +$280K |
|
|
JWN
216
DELISTED
Nordstrom
JWN
| $292K | 0.03% |
7,134
+381
| +6% | +$14.1K |
|
217
Cummins
CMI
$83.6B
| $280K | 0.03% |
1,565
-1,975
| -56% | -$348K |
|
218
WEC Energy
WEC
$36.3B
| $277K | 0.03% |
3,003
-66
| -2% | -$6.02K |
|
219
General Mills
GIS
$20.2B
| $273K | 0.03% |
5,097
+125
| +3% | +$6.59K |
|
220
Qualcomm
QCOM
$164B
| $272K | 0.03% |
+3,083
| New | +$258K |
|
221
TSMC
TSM
$1.94T
| $271K | 0.03% |
4,664
-6,487
| -58% | -$344K |
|
222
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $270K | 0.03% |
3,332
-3,966
| -54% | -$321K |
|
223
iShares MSCI Emerging Markets ETF
EEM
$27.5B
| $269K | 0.03% |
5,995
-924
| -13% | -$39.7K |
|
224
Oneok
OKE
$56.7B
| $262K | 0.03% |
+3,462
| New | +$248K |
|
225
MGE Energy Inc
MGEE
$3.03B
| $261K | 0.03% |
+3,311
| New | +$255K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.