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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
(+110%)
Cap. Flow
+$377M
Cap. Flow
% of AUM
51.38%
Top 10 Holdings %
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$27.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$26.3M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$24.6M |
| 4 |
Philip Morris
PM
|
+$22.4M |
| 5 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$20.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$19.9M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$13.7M |
| 3 |
Target
TGT
|
+$13M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$9.54M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.69% |
| 2 | Financials | 4.53% |
| 3 | Technology | 3.49% |
| 4 | Healthcare | 2.06% |
| 5 | Communication Services | 1.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Alerian MLP ETF
AMLP
$12.9B
| $193K | 0.03% |
4,220
+40
| +1% | +$1.89K |
|
202
Lumen
LUMN
$6.43B
| $134K | 0.02% |
+10,719
| New | +$127K |
|
203
Wrap Technologies
WRAP
$90.9M
| $122K | 0.02% |
30,000
+5,000
| +20% | +$22.8K |
|
204
Ford
F
$60.9B
| $120K | 0.02% |
+13,089
| New | +$124K |
|
205
Research Frontiers
REFR
$13.6M
| $113K | 0.02% |
+35,461
| New | +$135K |
|
|
ACB
206
Aurora Cannabis
ACB
$169M
| $61K | 0.01% |
+116
| New | +$85.9K |
|
|
VERBW
207
DELISTED
Verb Technology Company, Inc. Warrant
VERBW
| $19K | ﹤0.01% |
+52,500
| New | +$30.1K |
|
|
HES
208
DELISTED
Hess
HES
| – | – |
-10,040
| Closed | -$638K |
|
|
MODV
209
DELISTED
ModivCare
MODV
| – | – |
-9,653
| Closed | -$554K |
|
210
Sally Beauty Holdings
SBH
$1.47B
| – | – |
-14,100
| Closed | -$188K |
|
|
NTRP
211
DELISTED
Neurotrope, Inc. Common
NTRP
| – | – |
-104,000
| Closed | -$834K |
|
|
CRC
212
DELISTED
California Resources Corporation
CRC
| – | – |
-20,000
| Closed | -$394K |
|
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NorthRock Partners's Q3 2019 Portfolio in Review
As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.
- NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
- NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
- NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
- NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
- NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
- NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
- NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.
Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.