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NP
NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
-4.02%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$959M
AUM Growth
+$45.5M
(+5%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
9.09%
Top 10 Holdings %
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$22.4M |
| 2 |
Schwab US Large- Cap ETF
SCHX
|
+$7.2M |
| 3 |
Microsoft
MSFT
|
+$2.9M |
| 4 |
Apple
AAPL
|
+$2.75M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$2.29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sysco
SYY
|
+$1.37M |
| 2 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$638K |
| 3 |
iShares Russell 1000 Growth ETF
IWF
|
+$563K |
| 4 |
Vanguard Dividend Appreciation ETF
VIG
|
+$513K |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$447K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.71% |
| 2 | Technology | 10.46% |
| 3 | Consumer Staples | 7.87% |
| 4 | Financials | 4.6% |
| 5 | Healthcare | 3.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
VanEck CLO ETF
CLOI
$1.55B
| $440K | 0.05% |
+8,444
| New | +$438K |
|
177
DoubleLine Commercial Real Estate Debt ETF
DCRE
$462M
| $440K | 0.05% |
+8,719
| New | +$439K |
|
178
Elevance Health
ELV
$89.5B
| $438K | 0.05% |
1,006
+196
| +24% | +$88.9K |
|
179
CrowdStrike
CRWD
$247B
| $436K | 0.05% |
10,412
+1,200
| +13% | +$46.6K |
|
180
Assurant
AIZ
$14B
| $436K | 0.05% |
3,034
+895
| +42% | +$123K |
|
181
Lam Research
LRCX
$337B
| $435K | 0.05% |
6,940
+1,510
| +28% | +$99.2K |
|
182
Duke Energy
DUK
$91.8B
| $434K | 0.05% |
4,912
-293
| -6% | -$26.9K |
|
183
PayPal
PYPL
$45.1B
| $431K | 0.04% |
7,370
+442
| +6% | +$28.8K |
|
184
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
| $430K | 0.04% |
+3,034
| New | +$453K |
|
185
State Street Multi-Asset Real Return ETF
RLY
$1.39B
| $429K | 0.04% |
+15,928
| New | +$435K |
|
186
Eaton
ETN
$155B
| $409K | 0.04% |
1,917
+305
| +19% | +$65.8K |
|
187
ServiceNow
NOW
$145B
| $405K | 0.04% |
3,625
+55
| +2% | +$6.28K |
|
188
iShares Core MSCI EAFE ETF
IEFA
$192B
| $404K | 0.04% |
+6,272
| New | +$420K |
|
189
Vanguard Health Care ETF
VHT
$19B
| $403K | 0.04% |
1,715
-58
| -3% | -$14.1K |
|
190
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $402K | 0.04% |
2,063
+32
| +2% | +$6.53K |
|
191
Boston Scientific
BSX
$63.6B
| $397K | 0.04% |
7,522
+1,391
| +23% | +$73K |
|
192
T-Mobile US
TMUS
$189B
| $397K | 0.04% |
2,832
+1,015
| +56% | +$141K |
|
193
Carrier Global
CARR
$44.7B
| $395K | 0.04% |
7,158
-96
| -1% | -$5.28K |
|
194
iShares S&P 100 ETF
OEF
$20B
| $394K | 0.04% |
1,963
-43
| -2% | -$8.96K |
|
195
Marriott International
MAR
$87.3B
| $393K | 0.04% |
1,997
-168
| -8% | -$33.4K |
|
196
Vanguard FTSE Developed Markets ETF
VEA
$233B
| $391K | 0.04% |
8,939
+4,066
| +83% | +$186K |
|
197
Nike
NKE
$53.1B
| $388K | 0.04% |
4,061
-39
| -1% | -$4.01K |
|
198
Automatic Data Processing
ADP
$109B
| $377K | 0.04% |
1,567
+336
| +27% | +$81.9K |
|
199
Kenvue
KVUE
$34.2B
| $376K | 0.04% |
+18,745
| New | +$434K |
|
200
Graphic Packaging
GPK
$2.86B
| $376K | 0.04% |
16,886
-74
| -0.4% | -$1.7K |
|
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NorthRock Partners's Q3 2023 Portfolio in Review
As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.
NorthRock Partners deployed $87.1M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 63% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.
- NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
- NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
- NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
- NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
- NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
- NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
- NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.
Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.