We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
176
Prologis
PLD
$136B
$438K 0.05%
3,885
+797
+26% +$88.3K
AIG icon
177
American International
AIG
$42.5B
$433K 0.05%
6,852
+2,271
+50% +$132K
SLB icon
178
SLB Ltd
SLB
$72.7B
$430K 0.05%
8,049
+1,208
+18% +$60.2K
PYPL icon
179
PayPal
PYPL
$49.9B
$428K 0.05%
6,009
-1,764
-23% -$141K
EMR icon
180
Emerson Electric
EMR
$81.6B
$427K 0.05%
4,444
+511
+13% +$45.9K
DFS
181
DELISTED
Discover Financial Services
DFS
$425K 0.05%
4,348
-201
-4% -$20.2K
AMT icon
182
American Tower
AMT
$83.5B
$425K 0.05%
2,007
+443
+28% +$92.2K
BX icon
183
Blackstone
BX
$104B
$417K 0.05%
5,622
-1,430
-20% -$123K
AFG icon
184
American Financial Group
AFG
$11.9B
$415K 0.05%
3,020
+1,233
+69% +$169K
LRCX icon
185
Lam Research
LRCX
$316B
$414K 0.05%
9,850
+3,600
+58% +$151K
GILD icon
186
Gilead Sciences
GILD
$165B
$410K 0.05%
4,773
+633
+15% +$50.1K
CCI icon
187
Crown Castle
CCI
$34.6B
$409K 0.05%
3,018
+556
+23% +$75.2K
MRO
188
DELISTED
Marathon Oil Corporation
MRO
$406K 0.05%
+15,005
New +$435K
GS icon
189
Goldman Sachs
GS
$289B
$403K 0.05%
1,175
+59
+5% +$20.5K
BKNG icon
190
Booking.com
BKNG
$156B
$397K 0.05%
+4,925
New +$374K
NIC icon
191
Nicolet Bankshares
NIC
$3.6B
$397K 0.05%
4,970
-403
-8% -$31.4K
MSI icon
192
Motorola Solutions
MSI
$72.1B
$396K 0.05%
1,538
-1,131
-42% -$283K
FMC icon
193
FMC
FMC
$1.25B
$390K 0.04%
+3,122
New +$383K
F icon
194
Ford
F
$60.9B
$389K 0.04%
33,406
-21,176
-39% -$272K
NXPI icon
195
NXP Semiconductors
NXPI
$60.8B
$388K 0.04%
2,455
+617
+34% +$97.9K
DG icon
196
Dollar General
DG
$28.4B
$385K 0.04%
1,562
+170
+12% +$42K
VLO icon
197
Valero Energy
VLO
$89.5B
$384K 0.04%
3,026
+253
+9% +$31.8K
ICE icon
198
Intercontinental Exchange
ICE
$87.2B
$384K 0.04%
3,741
+810
+28% +$80.7K
KEYS icon
199
Keysight
KEYS
$50.7B
$379K 0.04%
2,217
+322
+17% +$54.9K
IHI icon
200
iShares US Medical Devices ETF
IHI
$3.17B
$376K 0.04%
7,158
-17
-0.2% -$863
6 7
8
9 10

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.