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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
176
Crown Castle
CCI
$34.6B
$356K 0.04%
2,462
-668
-21% -$114K
VOT icon
177
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$355K 0.04%
2,080
– –
IQLT icon
178
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$354K 0.04%
12,730
-4,493
-26% -$139K
ISRG icon
179
Intuitive Surgical
ISRG
$127B
$354K 0.04%
1,888
-196
-9% -$42.1K
GE icon
180
GE Aerospace
GE
$364B
$352K 0.04%
9,119
+612
+7% +$26.9K
IVW icon
181
iShares S&P 500 Growth ETF
IVW
$70.5B
$349K 0.04%
6,038
– –
OEF icon
182
iShares S&P 100 ETF
OEF
$19.5B
$345K 0.04%
2,125
– –
SPTM icon
183
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$343K 0.04%
7,777
– –
IHI icon
184
iShares US Medical Devices ETF
IHI
$3.17B
$338K 0.04%
7,175
+17
+0.2% +$882
IWS icon
185
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$338K 0.04%
3,521
-2,197
-38% -$235K
AMT icon
186
American Tower
AMT
$83.5B
$336K 0.04%
1,564
-194
-11% -$49.8K
DG icon
187
Dollar General
DG
$28.4B
$334K 0.04%
1,392
-81
-5% -$20K
GS icon
188
Goldman Sachs
GS
$289B
$327K 0.04%
1,116
-60
-5% -$19.4K
MCHP icon
189
Microchip Technology
MCHP
$38.8B
$326K 0.04%
5,348
+592
+12% +$38.9K
HDV
190
iShares Core High Dividend ETF
HDV
$14.7B
$321K 0.04%
17,580
-4,620
-21% -$93.4K
GGRP
191
Glimpse Group
GGRP
$19.5M
$318K 0.04%
60,061
+40,000
+199% +$213K
PLD icon
192
Prologis
PLD
$136B
$314K 0.04%
3,088
+300
+11% +$37.2K
KMB icon
193
Kimberly-Clark
KMB
$37.6B
$313K 0.04%
2,779
-1,898
-41% -$247K
PAYX icon
194
Paychex
PAYX
$43.4B
$313K 0.04%
2,791
+540
+24% +$66.9K
AGG icon
195
iShares Core US Aggregate Bond ETF
AGG
$138B
$310K 0.04%
3,217
+13
+0.4% +$1.31K
EXC icon
196
Exelon
EXC
$48.1B
$306K 0.04%
8,172
+1,161
+17% +$51.3K
FCX icon
197
Freeport-McMoran
FCX
$86.2B
$306K 0.04%
11,188
-482
-4% -$14.1K
VWO icon
198
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$305K 0.04%
8,371
-1,916
-19% -$77.8K
LIN icon
199
Linde
LIN
$236B
$301K 0.04%
1,115
-470
-30% -$135K
CMCSA icon
200
Comcast
CMCSA
$87.3B
$300K 0.03%
10,217
-8,481
-45% -$317K
6 7
8
9 10

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WIA
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LBA
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B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
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CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
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AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.