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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONG icon
176
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$488K 0.04%
6,219
+10
+0.2% +$762
CI icon
177
Cigna
CI
$78.4B
$487K 0.04%
2,120
+545
+35% +$116K
OEF icon
178
iShares S&P 100 ETF
OEF
$19.5B
$487K 0.04%
2,221
+6
+0.3% +$1.27K
CARR icon
179
Carrier Global
CARR
$49.4B
$483K 0.04%
8,899
+1,352
+18% +$73K
MCHP icon
180
Microchip Technology
MCHP
$38.8B
$477K 0.04%
+5,475
New +$443K
BLK icon
181
Blackrock
BLK
$167B
$474K 0.04%
517
+154
+42% +$141K
DGRO icon
182
iShares Core Dividend Growth ETF
DGRO
$42.8B
$471K 0.04%
+8,472
New +$452K
SPTM icon
183
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$470K 0.04%
8,040
+913
+13% +$51.7K
ADP icon
184
Automatic Data Processing
ADP
$109B
$464K 0.03%
1,883
+335
+22% +$75.8K
AGG icon
185
iShares Core US Aggregate Bond ETF
AGG
$138B
$456K 0.03%
3,999
+2,242
+128% +$256K
CTAS icon
186
Cintas
CTAS
$86.6B
$454K 0.03%
+4,096
New +$441K
EPAM icon
187
EPAM Systems
EPAM
$5.58B
$453K 0.03%
677
-6
-0.9% -$3.86K
BRK.A icon
188
Berkshire Hathaway Class A
BRK.A
$1.1T
$451K 0.03%
1
– –
MRSH
189
Marsh
MRSH
$94.3B
$446K 0.03%
2,563
-374
-13% -$62.1K
ELV icon
190
Elevance Health
ELV
$81.5B
$444K 0.03%
959
+391
+69% +$164K
NVS icon
191
Novartis
NVS
$302B
$444K 0.03%
5,081
-5
-0.1% -$415
BMY icon
192
Bristol-Myers Squibb
BMY
$129B
$437K 0.03%
7,008
+1,460
+26% +$85.6K
ES icon
193
Eversource Energy
ES
$28.1B
$435K 0.03%
4,778
+411
+9% +$35.4K
AMT icon
194
American Tower
AMT
$83.5B
$430K 0.03%
1,471
+498
+51% +$136K
KLAC icon
195
KLA
KLAC
$222B
$427K 0.03%
+9,940
New +$384K
TECH icon
196
Bio-Techne
TECH
$11.2B
$427K 0.03%
+3,300
New +$405K
NSC icon
197
Norfolk Southern
NSC
$75.4B
$423K 0.03%
1,422
+286
+25% +$79.9K
DFS
198
DELISTED
Discover Financial Services
DFS
$421K 0.03%
3,641
+1,729
+90% +$205K
WEC icon
199
WEC Energy
WEC
$36.3B
$415K 0.03%
4,274
+1,937
+83% +$177K
AZN icon
200
AstraZeneca
AZN
$269B
$411K 0.03%
3,526
-175
-5% -$20.6K
6 7
8
9 10

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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.