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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
176
FirstEnergy
FE
$28B
$423K 0.03%
+11,870
New +$450K
SGEN
177
DELISTED
Seagen Inc. Common Stock
SGEN
$417K 0.03%
2,457
– –
NVS icon
178
Novartis
NVS
$297B
$416K 0.03%
5,086
-25
-0.5% -$2.25K
BRK.A icon
179
Berkshire Hathaway Class A
BRK.A
$1.1T
$411K 0.03%
1
– –
SHOP icon
180
Shopify
SHOP
$152B
$410K 0.03%
3,020
-120
-4% -$18K
AMAT icon
181
Applied Materials
AMAT
$403B
$408K 0.03%
3,171
+817
+35% +$111K
VGT icon
182
Vanguard Information Technology ETF
VGT
$139B
$403K 0.03%
8,040
+16
+0.2% +$829
MRNA icon
183
Moderna
MRNA
$21.8B
$396K 0.03%
+918
New +$339K
SLB icon
184
SLB Ltd
SLB
$73.6B
$394K 0.03%
13,283
+1,652
+14% +$47.3K
CARR icon
185
Carrier Global
CARR
$51B
$391K 0.03%
7,547
-36
-0.5% -$1.94K
EPAM icon
186
EPAM Systems
EPAM
$5.51B
$390K 0.03%
683
+68
+11% +$40K
U icon
187
Unity
U
$13.8B
$385K 0.03%
3,050
-65
-2% -$7.7K
XLRN
188
DELISTED
Acceleron Pharma
XLRN
$379K 0.03%
2,200
– –
SPTM icon
189
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$378K 0.03%
7,127
+207
+3% +$11.3K
ADBE icon
190
Adobe
ADBE
$99.5B
$375K 0.03%
568
+222
+64% +$140K
EPD icon
191
Enterprise Products Partners
EPD
$82.3B
$373K 0.03%
17,245
+204
+1% +$4.63K
NCLH icon
192
Norwegian Cruise Line
NCLH
$8.51B
$370K 0.03%
13,856
-625
-4% -$15.9K
USB icon
193
US Bancorp
USB
$98.2B
$362K 0.03%
5,693
+669
+13% +$38.1K
ES icon
194
Eversource Energy
ES
$26.9B
$357K 0.03%
4,367
+434
+11% +$37.7K
REGN icon
195
Regeneron Pharmaceuticals
REGN
$78.5B
$356K 0.03%
+589
New +$366K
VEA icon
196
Vanguard FTSE Developed Markets ETF
VEA
$229B
$353K 0.03%
6,994
+648
+10% +$33.7K
AOM icon
197
iShares Core Moderate Allocation ETF
AOM
$1.75B
$338K 0.03%
7,548
-219
-3% -$9.93K
PINS icon
198
Pinterest
PINS
$13.4B
$334K 0.03%
6,560
+279
+4% +$17.1K
DIAL icon
199
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
$329K 0.03%
15,400
– –
BMY icon
200
Bristol-Myers Squibb
BMY
$133B
$328K 0.03%
5,548
+571
+11% +$37.6K
6 7
8
9 10

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.