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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
176
Oracle
ORCL
$339B
$295K 0.03%
4,568
+1,107
+32% +$65.9K
SYY icon
177
Sysco
SYY
$40.8B
$292K 0.03%
+3,931
New +$270K
MDT icon
178
Medtronic
MDT
$112B
$291K 0.03%
2,488
+188
+8% +$20.7K
WMT icon
179
Walmart Inc
WMT
$909B
$288K 0.03%
5,988
-75
-1% -$3.64K
UNP icon
180
Union Pacific
UNP
$174B
$287K 0.03%
1,379
-22
-2% -$4.39K
XLRN
181
DELISTED
Acceleron Pharma
XLRN
$281K 0.03%
2,200
-800
-27% -$93.8K
CSGP icon
182
CoStar Group
CSGP
$12.2B
$277K 0.03%
3,000
– –
CVS icon
183
CVS Health
CVS
$135B
$276K 0.03%
4,037
+475
+13% +$30.9K
CARR icon
184
Carrier Global
CARR
$49.4B
$262K 0.03%
6,933
-102
-1% -$3.69K
ACWV icon
185
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$256K 0.03%
2,642
-990
-27% -$93.6K
PIPR icon
186
Piper Sandler
PIPR
$4.99B
$253K 0.02%
+10,040
New +$228K
VB icon
187
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$253K 0.02%
1,299
-110
-8% -$19.4K
LLY icon
188
Eli Lilly
LLY
$1.08T
$250K 0.02%
1,480
-293
-17% -$43.7K
XLK icon
189
State Street Technology Select Sector SPDR ETF
XLK
$109B
$249K 0.02%
+3,834
New +$234K
USAU icon
190
US Gold Corp
USAU
$213M
$248K 0.02%
+15,000
New +$152K
D icon
191
Dominion Energy
D
$62.1B
$246K 0.02%
3,275
+1
+0% +$79
BALL icon
192
Ball Corp
BALL
$17.5B
$238K 0.02%
2,552
– –
DE icon
193
Deere & Co
DE
$165B
$233K 0.02%
+865
New +$215K
ADP icon
194
Automatic Data Processing
ADP
$109B
$231K 0.02%
+1,310
New +$215K
AGG icon
195
iShares Core US Aggregate Bond ETF
AGG
$138B
$228K 0.02%
1,930
-1,008
-34% -$119K
OTIS icon
196
Otis Worldwide
OTIS
$27.9B
$228K 0.02%
3,375
-45
-1% -$2.92K
PWB icon
197
Invesco Large Cap Growth ETF
PWB
$2.17B
$228K 0.02%
3,380
– –
IYF icon
198
iShares US Financials ETF
IYF
$4.65B
$227K 0.02%
+3,398
New +$210K
CCI icon
199
Crown Castle
CCI
$34.6B
$226K 0.02%
1,419
-12
-0.8% -$1.95K
GAB icon
200
Gabelli Equity Trust
GAB
$1.73B
$226K 0.02%
36,828
– –
6 7
8
9 10

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.