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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
176
Colgate-Palmolive
CL
$74.8B
$273K 0.03%
3,539
+4
+0.1% +$305
VGT icon
177
Vanguard Information Technology ETF
VGT
$133B
$264K 0.03%
6,784
-257,432
-97% -$9.69M
LLY icon
178
Eli Lilly
LLY
$1.08T
$262K 0.03%
1,773
+195
+12% +$30.2K
VBR icon
179
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$261K 0.03%
2,357
-262
-10% -$29.4K
D icon
180
Dominion Energy
D
$62.1B
$258K 0.03%
3,274
-40
-1% -$3.14K
CSGP icon
181
CoStar Group
CSGP
$12.2B
$255K 0.03%
3,000
– –
TFC icon
182
Truist Financial
TFC
$63.9B
$255K 0.03%
+6,712
New +$253K
HAL icon
183
Halliburton
HAL
$26.1B
$250K 0.03%
20,750
-27,401
-57% -$397K
HRL icon
184
Hormel Foods
HRL
$14.2B
$250K 0.03%
+5,115
New +$257K
IAU icon
185
iShares Gold Trust
IAU
$62.8B
$248K 0.03%
6,899
-282
-4% -$10.3K
FCX icon
186
Freeport-McMoran
FCX
$86.2B
$245K 0.03%
15,648
+350
+2% +$5.05K
BND icon
187
Vanguard Total Bond Market
BND
$158B
$242K 0.03%
2,740
+2,424
+767% +$215K
MDT icon
188
Medtronic
MDT
$112B
$239K 0.03%
2,300
-241
-9% -$24.2K
CCI icon
189
Crown Castle
CCI
$34.6B
$238K 0.03%
1,431
+3
+0.2% +$495
AMGN icon
190
Amgen
AMGN
$209B
$237K 0.03%
932
+80
+9% +$19.8K
GLD icon
191
SPDR Gold Trust
GLD
$131B
$236K 0.03%
+1,330
New +$239K
IJH icon
192
iShares Core S&P Mid-Cap ETF
IJH
$121B
$234K 0.03%
+6,325
New +$236K
ITOT icon
193
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$233K 0.03%
3,086
-3,913
-56% -$292K
DXCM icon
194
DexCom
DXCM
$29B
$231K 0.03%
+2,244
New +$234K
SCHO icon
195
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$228K 0.03%
8,852
-4,124
-32% -$106K
WEC icon
196
WEC Energy
WEC
$36.3B
$227K 0.03%
2,340
-113
-5% -$10.5K
VCIT icon
197
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$225K 0.03%
+2,347
New +$226K
DIVO icon
198
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$223K 0.02%
7,324
+131
+2% +$3.92K
MELI icon
199
Mercado Libre
MELI
$94.5B
$219K 0.02%
202
-31
-13% -$33.6K
VB icon
200
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$217K 0.02%
+1,409
New +$216K
6 7
8
9 10

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.