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NP
NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 15.63% |
| 2 | Technology | 5.84% |
| 3 | Financials | 3.37% |
| 4 | Healthcare | 2.72% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $376K | 0.04% |
8,534
+3,465
| +68% | +$148K |
|
177
CVS Health
CVS
$135B
| $373K | 0.04% |
5,021
-274
| -5% | -$19.2K |
|
178
Welltower
WELL
$173B
| $372K | 0.04% |
+4,549
| New | +$389K |
|
179
Vodafone
VOD
$37.1B
| $371K | 0.04% |
+19,193
| New | +$382K |
|
180
Tesla
TSLA
$1.18T
| $370K | 0.04% |
+13,260
| New | +$288K |
|
181
Union Pacific
UNP
$174B
| $364K | 0.04% |
2,013
-187
| -9% | -$32K |
|
182
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $363K | 0.04% |
8,820
-2,120
| -19% | -$84K |
|
183
Vanguard Small-Cap Growth ETF
VBK
$22.7B
| $362K | 0.04% |
1,822
-164
| -8% | -$31.1K |
|
184
Goldman Sachs
GS
$289B
| $361K | 0.04% |
1,570
+528
| +51% | +$115K |
|
185
Blackstone
BX
$104B
| $359K | 0.04% |
6,418
+1,957
| +44% | +$102K |
|
186
Wrap Technologies
WRAP
$90.9M
| $351K | 0.04% |
54,930
+24,930
| +83% | +$114K |
|
187
Intercontinental Exchange
ICE
$87.2B
| $350K | 0.04% |
+3,782
| New | +$351K |
|
188
Occidental Petroleum
OXY
$55.7B
| $350K | 0.04% |
8,493
+660
| +8% | +$26.4K |
|
189
TransDigm Group
TDG
$70.7B
| $350K | 0.04% |
+625
| New | +$342K |
|
190
Berkshire Hathaway Class A
BRK.A
$1.1T
| $340K | 0.04% |
1
| – | – |
|
191
Ametek
AME
$53.9B
| $336K | 0.04% |
+3,369
| New | +$319K |
|
192
Vanguard Small-Cap Value ETF
VBR
$37.2B
| $336K | 0.04% |
2,451
-13
| -0.5% | -$1.72K |
|
193
Motorola Solutions
MSI
$72.1B
| $331K | 0.04% |
+2,054
| New | +$338K |
|
194
Regions Financial
RF
$26.4B
| $324K | 0.03% |
18,881
-2,807
| -13% | -$46.2K |
|
195
Crown Castle
CCI
$34.6B
| $320K | 0.03% |
+2,251
| New | +$307K |
|
196
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
| $320K | 0.03% |
15,377
-23
| -0.1% | -$478 |
|
197
Vanguard Health Care ETF
VHT
$18.5B
| $319K | 0.03% |
1,664
+23
| +1% | +$4.12K |
|
198
Ventas
VTR
$47.5B
| $319K | 0.03% |
+5,525
| New | +$347K |
|
199
Vanguard Total International Stock ETF
VXUS
$151B
| $319K | 0.03% |
5,728
-3,656
| -39% | -$197K |
|
|
RTN
200
DELISTED
Raytheon Company
RTN
| $319K | 0.03% |
1,452
-198
| -12% | -$41.9K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.