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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
(+110%)
Cap. Flow
+$377M
Cap. Flow
% of AUM
51.38%
Top 10 Holdings %
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$27.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$26.3M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$24.6M |
| 4 |
Philip Morris
PM
|
+$22.4M |
| 5 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$20.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$19.9M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$13.7M |
| 3 |
Target
TGT
|
+$13M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$9.54M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.69% |
| 2 | Financials | 4.53% |
| 3 | Technology | 3.49% |
| 4 | Healthcare | 2.06% |
| 5 | Communication Services | 1.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Oracle
ORCL
$339B
| $280K | 0.04% |
+5,085
| New | +$281K |
|
177
Vanguard Health Care ETF
VHT
$18.5B
| $275K | 0.04% |
+1,641
| New | +$281K |
|
178
Amgen
AMGN
$209B
| $274K | 0.04% |
+1,414
| New | +$271K |
|
179
General Mills
GIS
$20.2B
| $274K | 0.04% |
4,972
+1,010
| +25% | +$54.4K |
|
180
iShares US Financials ETF
IYF
$4.65B
| $270K | 0.04% |
+4,194
| New | +$266K |
|
181
Bristol-Myers Squibb
BMY
$129B
| $266K | 0.04% |
+5,255
| New | +$247K |
|
182
iShares S&P 500 Value ETF
IVE
$49.1B
| $265K | 0.04% |
+2,226
| New | +$261K |
|
183
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $250K | 0.03% |
+4,659
| New | +$250K |
|
184
Accenture
ACN
$106B
| $248K | 0.03% |
+1,289
| New | +$249K |
|
185
iShares Gold Trust
IAU
$62.8B
| $244K | 0.03% |
+8,642
| New | +$244K |
|
186
CME Group
CME
$95.4B
| $234K | 0.03% |
+1,109
| New | +$232K |
|
187
Vanguard Large-Cap ETF
VV
$51.2B
| $233K | 0.03% |
+1,710
| New | +$232K |
|
188
US Bancorp
USB
$97.9B
| $228K | 0.03% |
+4,082
| New | +$221K |
|
|
JWN
189
DELISTED
Nordstrom
JWN
| $227K | 0.03% |
+6,753
| New | +$206K |
|
190
Duke Energy
DUK
$101B
| $223K | 0.03% |
+2,326
| New | +$212K |
|
191
Celcuity
CELC
$4.06B
| $220K | 0.03% |
12,930
| – | – |
|
192
Blackstone
BX
$104B
| $218K | 0.03% |
+4,461
| New | +$218K |
|
193
WisdomTree US MidCap Dividend Fund
DON
$4.05B
| $217K | 0.03% |
+5,988
| New | +$214K |
|
194
Goldman Sachs
GS
$289B
| $216K | 0.03% |
+1,042
| New | +$218K |
|
195
Fidelity National Information Services
FIS
$24.2B
| $212K | 0.03% |
+1,594
| New | +$212K |
|
196
Phillips 66
PSX
$82.9B
| $211K | 0.03% |
+2,058
| New | +$206K |
|
197
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $208K | 0.03% |
5,069
-3,598
| -42% | -$147K |
|
198
ResMed
RMD
$31.1B
| $204K | 0.03% |
+1,510
| New | +$198K |
|
199
Schwab US Large- Cap ETF
SCHX
$70.3B
| $202K | 0.03% |
+17,058
| New | +$201K |
|
|
TTSH
200
DELISTED
Tile Shop Holdings
TTSH
| $198K | 0.03% |
62,055
| – | – |
|
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NorthRock Partners's Q3 2019 Portfolio in Review
As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.
- NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
- NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
- NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
- NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
- NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
- NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
- NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.
Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.