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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
151
CVS Health
CVS
$135B
$1.39M 0.06%
17,595
+9,288
+112% +$661K
KMB icon
152
Kimberly-Clark
KMB
$37.6B
$1.36M 0.06%
11,123
+8,305
+295% +$1M
LIN icon
153
Linde
LIN
$236B
$1.36M 0.06%
3,312
+1,731
+109% +$683K
AMT icon
154
American Tower
AMT
$83.5B
$1.35M 0.06%
6,212
+2,653
+75% +$501K
ISRG icon
155
Intuitive Surgical
ISRG
$127B
$1.35M 0.06%
3,989
+2,807
+237% +$837K
KLAC icon
156
KLA
KLAC
$222B
$1.35M 0.06%
23,140
+5,280
+30% +$275K
ECL icon
157
Ecolab
ECL
$79.8B
$1.34M 0.06%
6,725
+4,624
+220% +$832K
VTIP icon
158
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.33M 0.06%
+28,050
New +$1.33M
BKNG icon
159
Booking.com
BKNG
$156B
$1.33M 0.06%
9,350
+3,575
+62% +$446K
SO icon
160
Southern Company
SO
$108B
$1.32M 0.06%
18,882
+9,834
+109% +$675K
MMM icon
161
3M
MMM
$91.8B
$1.3M 0.05%
14,259
+2,879
+25% +$231K
ZTS icon
162
Zoetis
ZTS
$32.7B
$1.3M 0.05%
6,573
+2,844
+76% +$503K
WEC icon
163
WEC Energy
WEC
$36.3B
$1.27M 0.05%
15,045
-1,113
-7% -$91.7K
NOW icon
164
ServiceNow
NOW
$120B
$1.25M 0.05%
8,850
+5,225
+144% +$659K
SPGI icon
165
S&P Global
SPGI
$124B
$1.22M 0.05%
2,772
+1,257
+83% +$496K
VWO icon
166
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.21M 0.05%
29,445
+18,116
+160% +$719K
MPC icon
167
Marathon Petroleum
MPC
$90.1B
$1.18M 0.05%
7,982
+4,960
+164% +$737K
CI icon
168
Cigna
CI
$78.4B
$1.16M 0.05%
3,872
+1,851
+92% +$541K
IYH icon
169
iShares US Healthcare ETF
IYH
$3.44B
$1.16M 0.05%
20,215
+10,270
+103% +$559K
VRTX icon
170
Vertex Pharmaceuticals
VRTX
$123B
$1.15M 0.05%
2,822
+1,333
+90% +$492K
DVY icon
171
iShares Select Dividend ETF
DVY
$23.8B
$1.14M 0.05%
9,725
+4,564
+88% +$502K
NULV icon
172
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$1.13M 0.05%
+31,476
New +$1.08M
ADP icon
173
Automatic Data Processing
ADP
$109B
$1.11M 0.05%
4,746
+3,179
+203% +$741K
ESTA icon
174
Establishment Labs
ESTA
$2.71B
$1.11M 0.05%
42,931
– –
CTAS icon
175
Cintas
CTAS
$86.6B
$1.11M 0.05%
7,360
+2,512
+52% +$337K
5 6
7
8 9

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WIA
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.