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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
(+5%)
Cap. Flow
+$89.5M
Cap. Flow
% of AUM
9.34%
Top 10 Holdings %
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$22.4M |
| 2 |
Schwab US Large- Cap ETF
SCHX
|
+$7.2M |
| 3 |
Microsoft
MSFT
|
+$2.9M |
| 4 |
Apple
AAPL
|
+$2.75M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$2.29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sysco
SYY
|
+$1.37M |
| 2 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$638K |
| 3 |
iShares Russell 1000 Growth ETF
IWF
|
+$563K |
| 4 |
Vanguard Dividend Appreciation ETF
VIG
|
+$513K |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$447K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.46% |
| 2 | Consumer Staples | 7.87% |
| 3 | Financials | 4.6% |
| 4 | Healthcare | 3.76% |
| 5 | Industrials | 3.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
TJX Companies
TJX
$179B
| $526K | 0.05% |
5,918
+686
| +13% | +$60.4K |
|
152
Mettler-Toledo International
MTD
$28.1B
| $520K | 0.05% |
469
+106
| +29% | +$130K |
|
153
Vertex Pharmaceuticals
VRTX
$123B
| $518K | 0.05% |
1,489
+514
| +53% | +$180K |
|
154
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
| $513K | 0.05% |
5,706
+25
| +0.4% | +$2.35K |
|
155
Cooper-Standard Automotive
CPS
$517M
| $508K | 0.05% |
37,878
+1,878
| +5% | +$29.8K |
|
156
General Mills
GIS
$20.2B
| $506K | 0.05% |
7,901
+2,766
| +54% | +$195K |
|
|
FISV
157
Fiserv Inc
FISV
$29.7B
| $502K | 0.05% |
4,443
+350
| +9% | +$43.1K |
|
158
Waste Management
WM
$95B
| $500K | 0.05% |
3,281
+378
| +13% | +$61.2K |
|
159
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $497K | 0.05% |
+11,000
| New | +$481K |
|
160
Blackrock
BLK
$167B
| $494K | 0.05% |
764
+110
| +17% | +$76.8K |
|
161
Qualcomm
QCOM
$164B
| $491K | 0.05% |
4,418
+490
| +12% | +$56.8K |
|
162
iShares Core US Aggregate Bond ETF
AGG
$138B
| $484K | 0.05% |
5,148
+1,858
| +56% | +$179K |
|
163
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
| $483K | 0.05% |
3,686
-664
| -15% | -$92K |
|
164
iShares S&P 500 Growth ETF
IVW
$70.5B
| $482K | 0.05% |
7,042
+22
| +0.3% | +$1.56K |
|
165
Vanguard Information Technology ETF
VGT
$133B
| $478K | 0.05% |
9,224
+392
| +4% | +$21.3K |
|
166
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
| $463K | 0.05% |
3,516
-738
| -17% | -$101K |
|
167
Goldman Sachs
GS
$289B
| $461K | 0.05% |
1,426
+159
| +13% | +$53.1K |
|
168
Marathon Petroleum
MPC
$90.1B
| $457K | 0.05% |
3,022
+353
| +13% | +$49.2K |
|
169
EOG Resources
EOG
$77.7B
| $451K | 0.05% |
3,559
+608
| +21% | +$77.4K |
|
170
Prologis
PLD
$136B
| $448K | 0.05% |
3,996
+647
| +19% | +$79.1K |
|
171
Medtronic
MDT
$112B
| $445K | 0.05% |
5,685
+79
| +1% | +$6.61K |
|
172
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $444K | 0.05% |
11,329
+5,942
| +110% | +$243K |
|
173
Enterprise Products Partners
EPD
$83.7B
| $444K | 0.05% |
16,208
+264
| +2% | +$7.06K |
|
174
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
| $443K | 0.05% |
8,227
-895
| -10% | -$48.4K |
|
175
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
| $441K | 0.05% |
+9,193
| New | +$442K |
|
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NorthRock Partners's Q3 2023 Portfolio in Review
As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.
NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.
- NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
- NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
- NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
- NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
- NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
- NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
- NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.
Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.