We are live on
!
Find out more
NP
NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
(+2.1%)
Cap. Flow
-$49.6M
Cap. Flow
% of AUM
-5.64%
Top 10 Holdings %
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$14M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.03M |
| 3 |
Sysco
SYY
|
+$1.99M |
| 4 |
Mastercard
MA
|
+$942K |
| 5 |
Tyson Foods
TSN
|
+$863K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$19M |
| 2 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$8.67M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$8.04M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$7.79M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$6.15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.88% |
| 2 | Consumer Staples | 9.86% |
| 3 | Financials | 4.67% |
| 4 | Healthcare | 4.57% |
| 5 | Industrials | 2.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $514K | 0.06% |
4,875
+1,354
| +38% | +$142K |
|
|
MRSH
152
Marsh
MRSH
$94.3B
| $513K | 0.06% |
3,100
+133
| +4% | +$21.7K |
|
153
Schwab US Dividend Equity ETF
SCHD
$104B
| $512K | 0.06% |
20,346
-6,450
| -24% | -$159K |
|
|
FISV
154
Fiserv Inc
FISV
$29.7B
| $512K | 0.06% |
5,066
+1,224
| +32% | +$122K |
|
155
TJX Companies
TJX
$179B
| $507K | 0.06% |
6,373
+1,560
| +32% | +$115K |
|
156
Advanced Micro Devices
AMD
$700B
| $504K | 0.06% |
7,788
+1,878
| +32% | +$124K |
|
157
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
| $495K | 0.06% |
9,784
-191
| -2% | -$9.27K |
|
158
Allstate
ALL
$70.6B
| $488K | 0.06% |
3,596
-169
| -4% | -$22.1K |
|
159
Truist Financial
TFC
$63.9B
| $484K | 0.06% |
11,238
-1,265
| -10% | -$55.5K |
|
160
iShares Core S&P Small-Cap ETF
IJR
$109B
| $481K | 0.05% |
5,083
-2,098
| -29% | -$201K |
|
161
Vanguard Information Technology ETF
VGT
$133B
| $479K | 0.05% |
12,008
-360
| -3% | -$14.7K |
|
162
Waste Management
WM
$95B
| $477K | 0.05% |
3,039
-95
| -3% | -$15.3K |
|
163
Estee Lauder
EL
$30.4B
| $473K | 0.05% |
1,906
-51
| -3% | -$11.4K |
|
164
Prudential Financial
PRU
$42.6B
| $470K | 0.05% |
4,722
+516
| +12% | +$52.3K |
|
165
Berkshire Hathaway Class A
BRK.A
$1.1T
| $469K | 0.05% |
1
| – | – |
|
166
General Mills
GIS
$20.2B
| $467K | 0.05% |
5,564
-2,128
| -28% | -$173K |
|
167
iShares S&P 500 Growth ETF
IVW
$70.5B
| $465K | 0.05% |
7,950
+1,912
| +32% | +$115K |
|
168
Kimberly-Clark
KMB
$37.6B
| $465K | 0.05% |
3,423
+644
| +23% | +$81.8K |
|
169
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
| $462K | 0.05% |
5,615
-318
| -5% | -$26.2K |
|
170
DexCom
DXCM
$29B
| $457K | 0.05% |
4,037
+981
| +32% | +$108K |
|
171
US Bancorp
USB
$97.9B
| $453K | 0.05% |
10,394
+4,319
| +71% | +$185K |
|
172
KLA
KLAC
$222B
| $450K | 0.05% |
11,940
-120
| -1% | -$4.18K |
|
173
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
| $449K | 0.05% |
2,500
+420
| +20% | +$76.1K |
|
174
General Motors
GM
$80.9B
| $443K | 0.05% |
13,179
+5,355
| +68% | +$198K |
|
175
Zoetis
ZTS
$32.7B
| $439K | 0.05% |
2,994
-270
| -8% | -$40K |
|
Similar funds
WIA
LBA
B
EIP
CA
ACM
AWA
DTC
NorthRock Partners's Q4 2022 Portfolio in Review
As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.
NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.
Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.
- NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
- NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
- NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
- NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
- NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
- NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
- NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.
Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.