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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
151
Allstate
ALL
$70.6B
$469K 0.05%
3,765
-71
-2% -$8.82K
GD icon
152
General Dynamics
GD
$103B
$459K 0.05%
2,164
-47
-2% -$10.6K
INTU icon
153
Intuit
INTU
$91.1B
$459K 0.05%
1,186
+560
+89% +$242K
CTAS icon
154
Cintas
CTAS
$86.6B
$452K 0.05%
4,656
+156
+3% +$15.9K
SUSA icon
155
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$450K 0.05%
5,933
-90
-1% -$7.66K
NOC icon
156
Northrop Grumman
NOC
$76B
$444K 0.05%
943
-145
-13% -$69.1K
MRSH
157
Marsh
MRSH
$94.3B
$443K 0.05%
2,967
+530
+22% +$85K
AXP icon
158
American Express
AXP
$224B
$437K 0.05%
3,239
+179
+6% +$27.1K
ADP icon
159
Automatic Data Processing
ADP
$109B
$436K 0.05%
1,930
+341
+21% +$80.5K
EL icon
160
Estee Lauder
EL
$30.4B
$423K 0.05%
1,957
+242
+14% +$61.8K
PNC icon
161
PNC Financial Services
PNC
$99.1B
$421K 0.05%
2,816
+83
+3% +$13.4K
WPC icon
162
W.P. Carey
WPC
$17B
$421K 0.05%
+6,164
New +$505K
MTD icon
163
Mettler-Toledo International
MTD
$28.1B
$417K 0.05%
385
+26
+7% +$32.3K
DFS
164
DELISTED
Discover Financial Services
DFS
$414K 0.05%
4,549
+449
+11% +$45.4K
BRK.A icon
165
Berkshire Hathaway Class A
BRK.A
$1.1T
$406K 0.05%
1
– –
ARCC icon
166
Ares Capital
ARCC
$13.4B
$395K 0.05%
23,425
+42
+0.2% +$812
FIS icon
167
Fidelity National Information Services
FIS
$24.2B
$394K 0.05%
5,208
-2,728
-34% -$254K
IYW icon
168
iShares US Technology ETF
IYW
$22.6B
$392K 0.05%
5,347
+8
+0.1% +$678
AMCR icon
169
Amcor
AMCR
$21.2B
$382K 0.04%
7,112
-11,499
-62% -$705K
NIC icon
170
Nicolet Bankshares
NIC
$3.6B
$378K 0.04%
5,373
-93
-2% -$7.18K
AMD icon
171
Advanced Micro Devices
AMD
$700B
$374K 0.04%
5,910
-987
-14% -$84K
AMAT icon
172
Applied Materials
AMAT
$347B
$372K 0.04%
4,539
+1,428
+46% +$138K
KLAC icon
173
KLA
KLAC
$222B
$365K 0.04%
12,060
-200
-2% -$6.93K
PRU icon
174
Prudential Financial
PRU
$42.6B
$361K 0.04%
4,206
+1,260
+43% +$121K
FISV
175
Fiserv Inc
FISV
$29.7B
$359K 0.04%
+3,842
New +$392K
5 6
7
8 9

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WIA
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.